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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-11.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$2.17M
AUM Growth
-$60.7M
Cap. Flow
-$60.6M
Cap. Flow %
-2,793.76%
Top 10 Hldgs %
100%
Holding
118
New
5
Increased
2
Reduced
1
Closed
110

Top Buys

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$431K
2
PCG icon
PG&E
PCG
+$322K
3
WFC icon
Wells Fargo
WFC
+$311K
4
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$216K
5
GAIN icon
Gladstone Investment Corp
GAIN
+$138K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$5.24M
2
AMZN icon
Amazon
AMZN
+$2.58M
3
AAPL icon
Apple
AAPL
+$2.42M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.38M

Sector Composition

Rank Sector Weight
1 Financials 18.82%
2 Consumer Discretionary 11.9%
3 Utilities 9.87%
4 Communication Services 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
26
Colgate-Palmolive
CL
$73.1B
– –
-14,211
Closed -$860K
CLX icon
27
Clorox
CLX
$11.6B
– –
-1,277
Closed -$202K
CRM icon
28
Salesforce
CRM
$151B
– –
-4,368
Closed -$585K
CRSP icon
29
CRISPR Therapeutics
CRSP
$4.73B
– –
-7,256
Closed -$254K
CVX icon
30
Chevron
CVX
$392B
– –
-44,025
Closed -$5.24M
CWB icon
31
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-10,326
Closed -$528K
DIA icon
32
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-922
Closed -$236K
DIS icon
33
Walt Disney
DIS
$167B
– –
-4,573
Closed -$534K
DLR icon
34
Digital Realty Trust
DLR
$69.7B
– –
-2,292
Closed -$255K
EDIT icon
35
Editas Medicine
EDIT
$396M
– –
-16,315
Closed -$442K
EOS
36
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
– –
-12,883
Closed -$206K
ETV
37
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
– –
-20,820
Closed -$312K
ETW
38
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
– –
-15,250
Closed -$168K
FFTY icon
39
CapForce IBD 50 ETF
FFTY
$79.5M
– –
-11,671
Closed -$364K
FPE icon
40
First Trust Preferred Securities and Income ETF
FPE
$6.32B
– –
-33,322
Closed -$626K
FSK icon
41
FS KKR Capital
FSK
$2.96B
– –
-6,500
Closed -$173K
GE icon
42
GE Aerospace
GE
$374B
– –
-5,488
Closed -$248K
GIGB icon
43
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$966M
– –
-13,419
Closed -$630K
GOOG icon
44
Alphabet (Google) Class C
GOOG
$4.36T
– –
-17,340
Closed -$915K
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.36T
– –
-11,720
Closed -$627K
HBI
46
DELISTED
Hanesbrands
HBI
– –
-47,576
Closed -$785K
HIG icon
47
Hartford Financial Services
HIG
$38.9B
– –
-4,865
Closed -$224K
HYLS icon
48
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
– –
-7,877
Closed -$372K
IBB icon
49
iShares Biotechnology ETF
IBB
$9.34B
– –
-2,169
Closed -$235K
ICE icon
50
Intercontinental Exchange
ICE
$85.6B
– –
-5,022
Closed -$392K
1
2
3 4 5

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PP
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MCA
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NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, Castle Rock Wealth Management held 118 positions worth $2.17M, down 97% from $62.9M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Castle Rock Wealth Management withdrew a net $60.6M in Q4 2018, closing 110 positions and reducing 1 holding. Its most notable exit was Chevron, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Utilities.

Against the trend, Castle Rock Wealth Management opened a new position in PG&E worth $214K.

  • Castle Rock Wealth Management's largest Q4 2018 buy was PG&E: 9,000 shares worth $214K.
  • Castle Rock Wealth Management added most to Nuveen California Quality Municipal Income Fund in Q4 2018, an estimated $431K increase.
  • Castle Rock Wealth Management's biggest Q4 2018 reduction was Home Depot, cutting an estimated $490K.
  • Castle Rock Wealth Management fully exited Chevron in Q4 2018, selling an estimated $5.24M.
  • Castle Rock Wealth Management's ten largest holdings make up 100% of its $2.17M portfolio in Q4 2018.
  • Castle Rock Wealth Management opened 5 new positions and closed 110 in Q4 2018.
  • Castle Rock Wealth Management's portfolio value fell 97% quarter-over-quarter to $2.17M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2018, filed 11 Feb 2019.