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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$62.9M
AUM Growth
-$10.4M
Cap. Flow
-$8.48M
Cap. Flow %
-13.48%
Top 10 Hldgs %
30.35%
Holding
137
New
16
Increased
32
Reduced
61
Closed
24

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$957K
2
SHOP icon
Shopify
SHOP
+$730K
3
MU icon
Micron Technology
MU
+$713K
4
STOR
STORE Capital Corporation
STOR
+$668K
5
T icon
AT&T
T
+$647K

Top Sells

Rank Stock Value
1
BOTZ icon
Global X Robotics & Artificial Intelligence ETF
BOTZ
+$1.21M
2
NVDA icon
NVIDIA
NVDA
+$979K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$857K
4
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$631K
5
LMT icon
Lockheed Martin
LMT
+$592K

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Energy 9.83%
3 Healthcare 8.9%
4 Financials 8.65%
5 Consumer Discretionary 7.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.36T
$627K 1%
11,720
+340
+3% +$20.6K
FPE icon
27
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$626K 1%
33,322
-1,054
-3% -$20.2K
T icon
28
AT&T
T
$159B
$617K 0.98%
+26,398
New +$647K
STMP
29
DELISTED
Stamps.com, Inc.
STMP
$607K 0.96%
3,405
-92
-3% -$23K
AMLP icon
30
Alerian MLP ETF
AMLP
$13B
$595K 0.95%
11,826
-8,059
-41% -$435K
O icon
31
Realty Income
O
$59.6B
$594K 0.94%
9,965
-24
-0.2% -$1.32K
CRM icon
32
Salesforce
CRM
$151B
$585K 0.93%
4,368
-955
-18% -$142K
PYPL icon
33
PayPal
PYPL
$48.9B
$570K 0.91%
6,731
+577
+9% +$50.8K
MU icon
34
Micron Technology
MU
$930B
$563K 0.89%
+14,145
New +$713K
SPY icon
35
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$556K 0.88%
2,022
-1,713
-46% -$488K
LMBS icon
36
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$547K 0.87%
10,768
+2,099
+24% +$107K
DIS icon
37
Walt Disney
DIS
$167B
$534K 0.85%
4,573
-163
-3% -$18.1K
ADBE icon
38
Adobe
ADBE
$99.5B
$532K 0.85%
2,213
-771
-26% -$199K
CWB icon
39
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$528K 0.84%
10,326
+798
+8% +$42.8K
PANW icon
40
Palo Alto Networks
PANW
$270B
$520K 0.83%
16,962
-5,352
-24% -$195K
ARKK icon
41
ARK Innovation ETF
ARKK
$5.64B
$515K 0.82%
11,480
-6,551
-36% -$308K
SCHP icon
42
Schwab US TIPS ETF
SCHP
$16.3B
$497K 0.79%
18,804
+1,520
+9% +$41.4K
ULTI
43
DELISTED
Ultimate Software Group Inc
ULTI
$489K 0.78%
+1,920
New +$568K
ATVI
44
DELISTED
Activision Blizzard
ATVI
$485K 0.77%
7,551
+156
+2% +$11.8K
PCAR icon
45
PACCAR
PCAR
$69.8B
$481K 0.76%
12,167
– –
NOC icon
46
Northrop Grumman
NOC
$77.1B
$479K 0.76%
1,695
+811
+92% +$247K
XYZ
47
Block Inc
XYZ
$48.4B
$477K 0.76%
6,164
+66
+1% +$5.09K
IGHG icon
48
ProShares Investment Grade-Interest Rate Hedged
IGHG
$330M
$464K 0.74%
6,230
-520
-8% -$38.9K
UTG icon
49
Reaves Utility Income Fund
UTG
$3.54B
$449K 0.71%
+14,562
New +$444K
EDIT icon
50
Editas Medicine
EDIT
$396M
$442K 0.7%
16,315
-7,332
-31% -$237K
1
2
3 4 5

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PWMG
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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
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MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, Castle Rock Wealth Management held 137 positions worth $62.9M, down 14% from $73.3M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Castle Rock Wealth Management withdrew a net $8.48M in Q3 2018, closing 24 positions and reducing 61 holdings. Its most notable exit was Global X Robotics & Artificial Intelligence ETF, an estimated $1.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Shopify worth $675K.

  • Castle Rock Wealth Management's largest Q3 2018 buy was Shopify: 47,920 shares worth $675K.
  • Castle Rock Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2018, an estimated $957K increase.
  • Castle Rock Wealth Management's biggest Q3 2018 reduction was NVIDIA, cutting an estimated $979K.
  • Castle Rock Wealth Management fully exited Global X Robotics & Artificial Intelligence ETF in Q3 2018, selling an estimated $1.21M.
  • Castle Rock Wealth Management's ten largest holdings make up 30% of its $62.9M portfolio in Q3 2018.
  • Castle Rock Wealth Management opened 16 new positions and closed 24 in Q3 2018.
  • Castle Rock Wealth Management's portfolio value fell 14% quarter-over-quarter to $62.9M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2018, filed 13 Nov 2018.