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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRWD icon
251
CrowdStrike
CRWD
$211B
– –
-16,524
Closed -$1.17M
DMXF icon
252
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.02B
– –
-3,447
Closed -$245K
DOCU
253
DocuSign
DOCU
$10.9B
– –
-4,355
Closed -$1.19M
EMB icon
254
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
– –
-2,163
Closed -$240K
ESGD icon
255
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
– –
-4,810
Closed -$396K
ESML icon
256
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.89B
– –
-8,297
Closed -$355K
ETN icon
257
Eaton
ETN
$174B
– –
-1,200
Closed -$208K
EUSB icon
258
iShares ESG Advanced Universal USD Bond ETF
EUSB
$711M
– –
-5,061
Closed -$251K
FCVT icon
259
First Trust SSI Strategic Convertible Securities ETF
FCVT
$99.9M
– –
-17,673
Closed -$952K
FDN icon
260
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
– –
-8,167
Closed -$2.03M
FLRN icon
261
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
– –
-7,814
Closed -$239K
FRTY icon
262
Alger Mid Cap 40 ETF
FRTY
$147M
– –
-77,912
Closed -$1.96M
GMF icon
263
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$435M
– –
-3,298
Closed -$422K
IGM icon
264
iShares Expanded Tech Sector ETF
IGM
$10.6B
– –
-2,760
Closed -$205K
INTU icon
265
Intuit
INTU
$88.1B
– –
-368
Closed -$226K
ISRG icon
266
Intuitive Surgical
ISRG
$132B
– –
-1,704
Closed -$208K
LOUP
267
Innovator Deepwater Frontier Tech ETF
LOUP
$210M
– –
-12,338
Closed -$726K
MRNA icon
268
Moderna
MRNA
$21.5B
– –
-2,533
Closed -$620K
NFLX icon
269
Netflix
NFLX
$307B
– –
-5,080
Closed -$331K
PNOV icon
270
Innovator US Equity Power Buffer ETF November
PNOV
$893M
– –
-6,529
Closed -$201K
FLNA
271
Filana Therapeutics
FLNA
$46.3M
– –
-2,593
Closed -$232K
SKYY icon
272
First Trust Cloud Computing ETF
SKYY
$3.01B
– –
-17,318
Closed -$2.05M
USXF icon
273
iShares ESG Advanced MSCI USA ETF
USXF
$1.47B
– –
-13,953
Closed -$553K
VEEV icon
274
Veeva Systems
VEEV
$35.4B
– –
-658
Closed -$211K
WCN
275
Waste Connections
WCN
$42.2B
– –
-1,550
Closed -$209K
8 9 10
11
12

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.