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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NID
251
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-11,480
Closed -$154K
7 8 9 10
11

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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.