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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
226
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$227K 0.09%
8,775
– –
VOT icon
227
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$223K 0.09%
1,038
+2
+0.2% +$504
BUFR icon
228
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$221K 0.09%
9,542
– –
ISTB icon
229
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$220K 0.09%
4,400
-500
-10% -$25.3K
KJAN icon
230
Innovator US Small Cap Power Buffer ETF January
KJAN
$326M
$211K 0.09%
6,925
– –
FPE icon
231
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$207K 0.08%
10,300
– –
ITM icon
232
VanEck Intermediate Muni ETF
ITM
$2.15B
$207K 0.08%
+4,100
New +$210K
GLD icon
233
SPDR Gold Trust
GLD
$138B
$206K 0.08%
+1,205
New +$202K
IUSG icon
234
iShares Core S&P US Growth ETF
IUSG
$33.4B
$205K 0.08%
2,010
+3
+0.1% +$334
FITB
235
Fifth Third Bancorp
FITB
$51.7B
$202K 0.08%
+4,477
New +$196K
SBLK icon
236
Star Bulk Carriers
SBLK
$3.19B
$201K 0.08%
+9,980
New +$210K
CXM icon
237
Sprinklr
CXM
$1.55B
$200K 0.08%
18,599
+77
+0.4% +$1.26K
GAIN icon
238
Gladstone Investment Corp
GAIN
$671M
$200K 0.08%
+13,710
New +$219K
NCA icon
239
Nuveen California Municipal Value Fund
NCA
$299M
$144K 0.06%
14,655
+1,629
+13% +$16.7K
MTTR
240
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$105K 0.04%
+10,131
New +$232K
GPRO icon
241
GoPro
GPRO
$126M
$96K 0.04%
+11,000
New +$109K
OPK icon
242
Opko Health
OPK
$985M
$73K 0.03%
+22,500
New +$91.1K
TOON icon
243
Kartoon Studios
TOON
$35.1M
$13K 0.01%
1,465
+60
+4% +$784
PTN
244
Palatin Technologies
PTN
$14M
$6K ﹤0.01%
13
+3
+30% +$1.78K
ABNB icon
245
Airbnb
ABNB
$90B
– –
-2,808
Closed -$562K
ARKG icon
246
ARK Genomic Revolution ETF
ARKG
$1.63B
– –
-2,983
Closed -$234K
ARKK icon
247
ARK Innovation ETF
ARKK
$6.01B
– –
-24,843
Closed -$3.07M
ATFV icon
248
Alger 35 ETF
ATFV
$229M
– –
-83,103
Closed -$1.93M
BABA icon
249
Alibaba
BABA
$304B
– –
-5,236
Closed -$849K
CCIF
250
Carlyle Credit Income Fund
CCIF
$59.4M
– –
-10,605
Closed -$112K
8 9
10
11 12

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.