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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSB icon
226
iShares ESG Advanced Universal USD Bond ETF
EUSB
$711M
$251K 0.09%
5,061
+908
+22% +$45.4K
UTF icon
227
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$250K 0.09%
8,775
-400
-4% -$11.4K
ISTB icon
228
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$249K 0.09%
4,900
– –
CIBR icon
229
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.1B
$247K 0.08%
+4,425
New +$219K
DMXF icon
230
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.02B
$245K 0.08%
3,447
+535
+18% +$37.2K
EMB icon
231
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$240K 0.08%
2,163
-77
-3% -$8.65K
FLRN icon
232
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$239K 0.08%
7,814
+663
+9% +$20.3K
ARKG icon
233
ARK Genomic Revolution ETF
ARKG
$1.63B
$234K 0.08%
2,983
-8,796
-75% -$738K
POCT icon
234
Innovator US Equity Power Buffer ETF October
POCT
$971M
$232K 0.08%
+7,650
New +$223K
FLNA
235
Filana Therapeutics
FLNA
$46.3M
$232K 0.08%
+2,593
New +$216K
CSCO icon
236
Cisco
CSCO
$476B
$231K 0.08%
4,045
+206
+5% +$11.6K
T icon
237
AT&T
T
$162B
$231K 0.08%
12,276
-1,854
-13% -$39K
IUSG icon
238
iShares Core S&P US Growth ETF
IUSG
$33.4B
$230K 0.08%
2,007
+2
+0.1% +$211
BUFR icon
239
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$227K 0.08%
+9,542
New +$221K
INTU icon
240
Intuit
INTU
$88.1B
$226K 0.08%
+368
New +$198K
MRK icon
241
Merck
MRK
$317B
$225K 0.08%
+2,721
New +$207K
KJAN icon
242
Innovator US Small Cap Power Buffer ETF January
KJAN
$326M
$222K 0.08%
+6,925
New +$215K
XLK icon
243
State Street Technology Select Sector SPDR ETF
XLK
$122B
$217K 0.07%
+2,580
New +$199K
FPE icon
244
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$212K 0.07%
+10,300
New +$213K
VEEV icon
245
Veeva Systems
VEEV
$35.4B
$211K 0.07%
658
-8
-1% -$2.54K
WCN
246
Waste Connections
WCN
$42.2B
$209K 0.07%
+1,550
New +$196K
ETN icon
247
Eaton
ETN
$174B
$208K 0.07%
1,200
-29
-2% -$4.63K
ISRG icon
248
Intuitive Surgical
ISRG
$132B
$208K 0.07%
+1,704
New +$572K
IGM icon
249
iShares Expanded Tech Sector ETF
IGM
$10.6B
$205K 0.07%
+2,760
New +$192K
PNOV icon
250
Innovator US Equity Power Buffer ETF November
PNOV
$893M
$201K 0.07%
+6,529
New +$198K
7 8 9
10
11

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.