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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$248M
AUM Growth
+$7.6M
Cap. Flow
+$7.67M
Cap. Flow %
3.09%
Top 10 Hldgs %
17.6%
Holding
262
New
29
Increased
135
Reduced
56
Closed
20

Top Buys

Rank Stock Value
1
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.57M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$3.26M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.21M
4
LOUP
Innovator Deepwater Frontier Tech ETF
LOUP
+$1.86M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.8M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.74M
2
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.97M
3
VPU
Vanguard Utilities ETF
VPU
+$2.75M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.35M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.27M

Sector Composition

Rank Sector Weight
1 Technology 13.77%
2 Consumer Discretionary 7.55%
3 Healthcare 5.63%
4 Consumer Staples 5.17%
5 Financials 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
226
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$242K 0.1%
10,280
+200
+2% +$4.41K
IGSB icon
227
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$240K 0.1%
4,390
+4
+0.1% +$220
VOT icon
228
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$233K 0.09%
1,035
+1
+0.1% +$217
PTLC icon
229
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
$232K 0.09%
+6,431
New +$217K
CODI icon
230
Compass Diversified
CODI
$831M
$231K 0.09%
+9,549
New +$215K
HON icon
231
Honeywell
HON
$77.8B
$230K 0.09%
1,062
-9
-0.8% -$1.76K
MKTX icon
232
MarketAxess Holdings
MKTX
$5.73B
$230K 0.09%
457
+38
+9% +$20.3K
DSI icon
233
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$227K 0.09%
2,840
-511
-15% -$37.8K
ICSH icon
234
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$216K 0.09%
4,270
-383
-8% -$19.4K
PFE icon
235
Pfizer
PFE
$151B
$214K 0.09%
+5,544
New +$197K
XLV icon
236
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$209K 0.08%
1,698
-4,745
-74% -$548K
NCA icon
237
Nuveen California Municipal Value Fund
NCA
$301M
$208K 0.08%
20,280
+4,235
+26% +$44.4K
F icon
238
Ford
F
$55.9B
$201K 0.08%
16,864
+600
+4% +$6.87K
GAIN icon
239
Gladstone Investment Corp
GAIN
$667M
$191K 0.08%
+13,710
New +$158K
CCIF
240
Carlyle Credit Income Fund
CCIF
$60M
$137K 0.06%
13,115
– –
GPRO icon
241
GoPro
GPRO
$123M
$122K 0.05%
+11,000
New +$104K
OPK icon
242
Opko Health
OPK
$1.02B
$96K 0.04%
+22,500
New +$107K
AGG icon
243
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-19,388
Closed -$2.27M
AGM icon
244
Federal Agricultural Mortgage
AGM
$2.56B
– –
-7,471
Closed -$594K
BLK icon
245
Blackrock
BLK
$175B
– –
-753
Closed -$553K
CHD icon
246
Church & Dwight Co
CHD
$24.3B
– –
-6,010
Closed -$510K
DMXF icon
247
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.03B
– –
-3,308
Closed -$215K
EDV icon
248
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
– –
-8,962
Closed -$1.3M
ESGD icon
249
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
– –
-3,218
Closed -$242K
ESGE icon
250
iShares ESG Aware MSCI EM ETF
ESGE
$6.72B
– –
-6,147
Closed -$280K
7 8 9
10
11

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PP
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MCA
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MC
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HIM
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MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
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WMG
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Castle Rock Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Rock Wealth Management held 262 positions worth $248M, up 3.2% from $241M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Castle Rock Wealth Management deployed $7.67M of net new capital in Q1 2021, opening 29 new positions and adding to 135 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Utilities ETF, an estimated $2.75M trimmed.

  • Castle Rock Wealth Management's largest Q1 2021 buy was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.
  • Castle Rock Wealth Management added most to iShares Morningstar Growth ETF in Q1 2021, an estimated $4.57M increase.
  • Castle Rock Wealth Management's biggest Q1 2021 reduction was Vanguard Utilities ETF, cutting an estimated $2.75M.
  • Castle Rock Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q1 2021, selling an estimated $8.74M.
  • Castle Rock Wealth Management's ten largest holdings make up 18% of its $248M portfolio in Q1 2021.
  • Castle Rock Wealth Management opened 29 new positions and closed 20 in Q1 2021.
  • Castle Rock Wealth Management's portfolio value rose 3.2% quarter-over-quarter to $248M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.