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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

Rank Stock Value
1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMXF icon
226
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.03B
$215K 0.09%
+3,308
New +$195K
MKTX icon
227
MarketAxess Holdings
MKTX
$5.72B
$214K 0.09%
+419
New +$228K
RSP icon
228
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$209K 0.09%
+1,593
New +$189K
HON icon
229
Honeywell
HON
$78B
$204K 0.08%
+1,071
New +$195K
FDX icon
230
FedEx
FDX
$75.4B
$201K 0.08%
+791
New +$219K
F icon
231
Ford
F
$55.7B
$187K 0.08%
16,264
-1,500
-8% -$12.6K
NCA icon
232
Nuveen California Municipal Value Fund
NCA
$302M
$176K 0.07%
16,045
-294
-2% -$3.06K
CCIF
233
Carlyle Credit Income Fund
CCIF
$60.2M
$131K 0.05%
13,115
– –
BABA icon
234
Alibaba
BABA
$308B
– –
-701
Closed -$216K
FIXD icon
235
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
– –
-14,293
Closed -$785K
GAIN icon
236
Gladstone Investment Corp
GAIN
$661M
– –
-13,710
Closed -$122K
GILD icon
237
Gilead Sciences
GILD
$165B
– –
-6,767
Closed -$407K
GPRO icon
238
GoPro
GPRO
$126M
– –
-16,700
Closed -$111K
JFR icon
239
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-68,718
Closed -$554K
LITE icon
240
Lumentum
LITE
$69.3B
– –
-2,491
Closed -$208K
NKX icon
241
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
– –
-23,234
Closed -$353K
NOC icon
242
Northrop Grumman
NOC
$81.2B
– –
-1,768
Closed -$545K
POOL icon
243
Pool Corp
POOL
$7.5B
– –
-832
Closed -$296K
PSEC icon
244
Prospect Capital
PSEC
$1.17B
– –
-11,655
Closed -$60K
PTN
245
Palatin Technologies
PTN
$13.8M
– –
-80
Closed -$42K
RA
246
Brookfield Real Assets Income Fund
RA
$708M
– –
-10,737
Closed -$177K
SEDG icon
247
SolarEdge
SEDG
$1.95B
– –
-1,841
Closed -$515K
UAPR icon
248
Innovator US Equity Ultra Buffer ETF April
UAPR
$159M
– –
-42,750
Closed -$1.05M
UL icon
249
Unilever
UL
$136B
– –
-6,981
Closed -$484K
W icon
250
Wayfair
W
$14.6B
– –
-1,102
Closed -$298K
7 8 9
10
11

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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.