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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+18.09%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$130M
AUM Growth
+$27.3M
Cap. Flow
+$8.3M
Cap. Flow %
6.38%
Top 10 Hldgs %
76.19%
Holding
38
New
11
Increased
4
Reduced
4
Closed
7

Top Buys

Rank Stock Value
1
AGI icon
Alamos Gold
AGI
+$5.75M
2
TCN
Tricon Residential Inc.
TCN
+$5.48M
3
BMO icon
Bank of Montreal
BMO
+$4.32M
4
VRN
Veren
VRN
+$3.28M
5
QSR icon
Restaurant Brands International
QSR
+$2.34M

Top Sells

Rank Stock Value
1
ATS icon
ATS Corp
ATS
+$6.45M
2
STN icon
Stantec
STN
+$5.18M
3
ESAB icon
ESAB
ESAB
+$2.25M
4
FDX icon
FedEx
FDX
+$2.08M
5
COP icon
ConocoPhillips
COP
+$1.9M

Sector Composition

Rank Sector Weight
1 Financials 56.45%
2 Industrials 11.04%
3 Energy 8.19%
4 Technology 5.99%
5 Real Estate 5.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
26
Amdocs
DOX
$6.16B
$1.09M 0.84%
12,400
– –
WMS icon
27
Advanced Drainage Systems
WMS
$10.8B
$958K 0.74%
+6,800
New +$820K
TRU icon
28
TransUnion
TRU
$15.1B
$833K 0.64%
+12,100
New +$737K
BABA icon
29
Alibaba
BABA
$307B
$777K 0.6%
10,000
– –
FTAI icon
30
FTAI Aviation
FTAI
$22.6B
$381K 0.29%
+8,200
New +$327K
ESAB icon
31
ESAB
ESAB
$5.39B
$330K 0.25%
3,800
-29,700
-89% -$2.25M
ANSS
32
DELISTED
Ansys
ANSS
– –
-4,400
Closed -$1.3M
AQN icon
33
Algonquin Power & Utilities
AQN
$4.4B
– –
-102,402
Closed -$606K
ATS icon
34
ATS Corp
ATS
$1.96B
– –
-151,400
Closed -$6.45M
COP icon
35
ConocoPhillips
COP
$148B
– –
-16,000
Closed -$1.9M
FDX icon
36
FedEx
FDX
$77.4B
– –
-7,900
Closed -$2.08M
MCK icon
37
McKesson
MCK
$104B
– –
-2,500
Closed -$1.08M
MPC icon
38
Marathon Petroleum
MPC
$91.7B
– –
-5,900
Closed -$887K
1
2

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2
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WWM
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KAM
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IGM
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LIA
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Caldwell Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Investment Management held 38 positions worth $130M, up 27% from $103M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Caldwell Investment Management deployed $8.3M of net new capital in Q4 2023, opening 11 new positions and adding to 4 existing holdings. Its largest new stake was Alamos Gold: 439,500 shares worth $5.92M.

By sector, the portfolio is most concentrated in Financials at 56% of assets, up from 53% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Stantec, an estimated $5.18M trimmed.

  • Caldwell Investment Management's largest Q4 2023 buy was Alamos Gold: 439,500 shares worth $5.92M.
  • Caldwell Investment Management added most to Tricon Residential Inc. in Q4 2023, an estimated $5.48M increase.
  • Caldwell Investment Management's biggest Q4 2023 reduction was Stantec, cutting an estimated $5.18M.
  • Caldwell Investment Management fully exited ATS Corp in Q4 2023, selling an estimated $6.45M.
  • Caldwell Investment Management's ten largest holdings make up 76% of its $130M portfolio in Q4 2023.
  • Caldwell Investment Management opened 11 new positions and closed 7 in Q4 2023.
  • Caldwell Investment Management's portfolio value rose 27% quarter-over-quarter to $130M.

Based on Caldwell Investment Management's 13F filing for Q4 2023, filed 11 Jan 2024.