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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$234M
AUM Growth
+$11M
Cap. Flow
+$2.03M
Cap. Flow %
0.87%
Top 10 Hldgs %
38.61%
Holding
185
New
28
Increased
27
Reduced
27
Closed
28

Top Buys

Rank Stock Value
1
GLEO.U
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
+$3.53M
2
IIF
Morgan Stanley India Investment Fund
IIF
+$3.17M
3
GARS
Garrison Capital Inc.
GARS
+$3.13M
4
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$2.83M
5
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$2.7M

Top Sells

Rank Stock Value
1
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$10.8M
2
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$5.79M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$4.62M
4
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$3.48M
5
LACQ
Leisure Acquisition Corp.
LACQ
+$2.8M

Sector Composition

Rank Sector Weight
1 Financials 5.66%
2 Consumer Discretionary 3.35%
3 Industrials 2.78%
4 Consumer Staples 2.76%
5 Real Estate 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVPHW
151
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$5K ﹤0.01%
54,305
– –
PAACW
152
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
$5K ﹤0.01%
+36,100
New +$4.36K
HHHHW
153
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$5K ﹤0.01%
63,938
– –
TOTAW
154
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$2K ﹤0.01%
36,974
– –
BTZ icon
155
BlackRock Credit Allocation Income Trust
BTZ
$958M
– –
-339,028
Closed -$4.62M
DTF
156
DTF Tax-Free Income 2028 Term Fund
DTF
$80.8M
– –
-240,316
Closed -$3.48M
EHI
157
Western Asset Global High Income Fund
EHI
$178M
– –
-59,889
Closed -$595K
HPK icon
158
HighPeak Energy
HPK
$1.06B
– –
-69,826
Closed -$716K
JQC icon
159
Nuveen Credit Strategies Income Fund
JQC
$712M
– –
-68,461
Closed -$512K
MFIC icon
160
MidCap Financial Investment
MFIC
$797M
– –
-58,692
Closed -$899K
SPCE icon
161
Virgin Galactic
SPCE
$492M
– –
-7,992
Closed -$1.71M
FAM
162
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-42,670
Closed -$451K
ID
163
DELISTED
PARTS iD, Inc.
ID
– –
-238,943
Closed -$2.44M
BRMK
164
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-195,118
Closed -$2.04M
ALAC
165
DELISTED
Alberton Acquisition Corp
ALAC
– –
-141,911
Closed -$467K
LACQ
166
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-273,688
Closed -$2.8M
RMG.U
167
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-171,852
Closed -$1.73M
MNCLU
168
DELISTED
Monocle Acquisition Corporation Units
MNCLU
– –
-30,263
Closed -$316K
SAMAU
169
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
– –
-70,000
Closed -$725K
HCCHU
170
DELISTED
HL Acquisitions Corp. Unit
HCCHU
– –
-13,950
Closed -$148K
PAACU
171
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
– –
-36,100
Closed -$361K
VTIQU
172
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
– –
-1,378,963
Closed -$5.79M
WRLSR
173
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
– –
-30,000
Closed -$9K
BRPM.U
174
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
– –
-18,003
Closed -$182K
BROGR
175
DELISTED
Twelve Seas Investment Company Rights
BROGR
– –
-82,400
Closed -$26K
4 5 6
7
8

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WCP
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FWSM
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HBT
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Bulldog Investors's Q4 2019 Portfolio in Review

As of Q4 2019, Bulldog Investors held 185 positions worth $234M, up 4.9% from $223M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Bulldog Investors's Q4 2019 filing shows 28 new, 27 increased, 27 reduced and 28 closed positions. Its largest new stake was Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant: 350,000 shares worth $3.57M. The largest sale was Nuveen Connecticut Quality Municipal Income Fund, an estimated $10.8M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Bulldog Investors's largest Q4 2019 buy was Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant: 350,000 shares worth $3.57M.
  • Bulldog Investors added most to Garrison Capital Inc. in Q4 2019, an estimated $3.13M increase.
  • Bulldog Investors's biggest Q4 2019 reduction was Adams Diversified Equity Fund, cutting an estimated $2.66M.
  • Bulldog Investors fully exited Nuveen Connecticut Quality Municipal Income Fund in Q4 2019, selling an estimated $10.8M.
  • Bulldog Investors's ten largest holdings make up 39% of its $234M portfolio in Q4 2019.
  • Bulldog Investors opened 28 new positions and closed 28 in Q4 2019.
  • Bulldog Investors's portfolio value rose 4.9% quarter-over-quarter to $234M.

Based on Bulldog Investors's 13F filing for Q4 2019, filed 14 Feb 2020.