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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+9.89%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$272M
AUM Growth
-$38.7M
Cap. Flow
-$57.3M
Cap. Flow %
-21.07%
Top 10 Hldgs %
31.09%
Holding
221
New
71
Increased
14
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$6.98M
2
IGACU
IG Acquisition Corp. Unit
IGACU
+$5.33M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$4.79M
4
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$4.6M
5
YSAC.U
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
+$4.4M

Top Sells

Rank Stock Value
1
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$70.8M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$8.44M
3
RGT
Royce Global Value Trust
RGT
+$8.25M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$6.71M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.32M

Sector Composition

Rank Sector Weight
1 Financials 10.35%
2 Consumer Discretionary 2.85%
3 Healthcare 2.68%
4 Real Estate 2.64%
5 Technology 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLNW
126
Starling Oncology, Inc. Warrant
STLNW
$5.31M
$150K 0.06%
+76,822
New +$132K
EQS icon
127
Equus Total Return
EQS
$15.6M
$143K 0.05%
66,126
-25,350
-28% -$34.2K
ALACW
128
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$139K 0.05%
115,555
– –
JSPRW icon
129
Japer Therapeutics Warrants
JSPRW
$212K
$131K 0.05%
90,108
-2,100
-2% -$2.63K
LVOX
130
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$131K 0.05%
12,500
– –
CCX.WS
131
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$123K 0.05%
62,518
-19,102
-23% -$28.3K
SHPW
132
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$108K 0.04%
1,325
-47,788
-97% -$3.82M
GHVIU
133
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$106K 0.04%
+10,000
New +$106K
IGICW
134
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$105K 0.04%
132,500
– –
RDBXW
135
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$90K 0.03%
+88,125
New +$79.2K
ALACR
136
DELISTED
Alberton Acquisition Corp Rights
ALACR
$86K 0.03%
115,555
– –
GIX.RT
137
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$80K 0.03%
192,757
– –
ANDAR
138
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$74K 0.03%
194,550
-3,800
-2% -$1.09K
FRMM
139
Forum Markets
FRMM
$81.8M
$70K 0.03%
+7
New +$149K
CHPMW
140
DELISTED
CHP Merger Corp. Warrant
CHPMW
$68K 0.03%
52,500
– –
DEH.WS
141
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
$68K 0.03%
64,575
– –
AGBAW
142
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$59K 0.02%
118,350
– –
CMPOW
143
DELISTED
CompoSecure Inc Warrant
CMPOW
$46K 0.02%
+37,500
New +$34.1K
ACIC.WS
144
DELISTED
Atlas Crest Investment Corp.Redeemable warrants included as part of the units, each whole warrant ex
ACIC.WS
$46K 0.02%
+24,101
New +$44K
LOACW
145
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$41K 0.02%
26,232
-94,983
-78% -$66.2K
AGBAR
146
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$40K 0.01%
118,350
– –
MPLN.WS
147
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$25K 0.01%
+16,974
New +$25.7K
TURN
148
DELISTED
180 Degree Capital
TURN
$22K 0.01%
3,333
– –
SJ icon
149
Scienjoy Holding
SJ
$36.9M
$20K 0.01%
+2,339
New +$18.3K
GTECW
150
DELISTED
Greenland Technologies Holding Corporation Warrant
GTECW
$20K 0.01%
+24,700
New +$20K
4 5
6
7 8

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Bulldog Investors's Q4 2020 Portfolio in Review

As of Q4 2020, Bulldog Investors held 221 positions worth $272M, down 12% from $310M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Bulldog Investors withdrew a net $57.3M in Q4 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Brookfield Property REIT Inc. Class A Common Stock, an estimated $70.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Bulldog Investors opened a new position in Lucid Motors worth $7.14M.

  • Bulldog Investors's largest Q4 2020 buy was Lucid Motors: 71,291 shares worth $7.14M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q4 2020, an estimated $2.12M increase.
  • Bulldog Investors's biggest Q4 2020 reduction was Shapeways Holdings, Inc. Common Stock, cutting an estimated $3.82M.
  • Bulldog Investors fully exited Brookfield Property REIT Inc. Class A Common Stock in Q4 2020, selling an estimated $70.8M.
  • Bulldog Investors's ten largest holdings make up 31% of its $272M portfolio in Q4 2020.
  • Bulldog Investors opened 71 new positions and closed 67 in Q4 2020.
  • Bulldog Investors's portfolio value fell 12% quarter-over-quarter to $272M.

Based on Bulldog Investors's 13F filing for Q4 2020, filed 12 Feb 2021.