We are live on ! Find out more
BI

Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$223M
AUM Growth
+$222M
Cap. Flow
+$48.4M
Cap. Flow %
21.74%
Top 10 Hldgs %
39.74%
Holding
201
New
34
Increased
34
Reduced
49
Closed
45

Top Buys

Rank Stock Value
1
CCIF
Carlyle Credit Income Fund
CCIF
+$5.41M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$5.27M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.13M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
+$3.52M
5
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$3.37M

Top Sells

Rank Stock Value
1
HPK icon
HighPeak Energy
HPK
+$5.51M
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.03M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.38M
4
VLT icon
Invesco High Income Trust II
VLT
+$945K
5
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$904K

Sector Composition

Rank Sector Weight
1 Financials 5.92%
2 Industrials 3.64%
3 Real Estate 2.76%
4 Consumer Staples 2.74%
5 Healthcare 2.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFFAW
126
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$33K 0.01%
50,064
-6,186
-11% -$3.73K
ADNWW
127
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$30K 0.01%
85,601
-6,804
-7% -$2.2K
LTRYW icon
128
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$755
$29K 0.01%
193,670
– –
BROGR
129
DELISTED
Twelve Seas Investment Company Rights
BROGR
$26K 0.01%
+82,400
New +$26.6K
AGBAR
130
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$24K 0.01%
+124,850
New +$27.1K
BRPAR
131
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$23K 0.01%
122,102
-77,240
-39% -$14.6K
BIOX.WS
132
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$23K 0.01%
68,763
– –
TKKSW
133
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$23K 0.01%
254,521
-9,534
-4% -$876
VTIQW
134
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$21K 0.01%
48,325
– –
LOACR
135
DELISTED
Longevity Acquisition Corporation Right
LOACR
$20K 0.01%
100,315
-8,194
-8% -$1.78K
EDTXW
136
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$20K 0.01%
82,824
-9,206
-10% -$2.33K
BRPM.WS
137
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$15K 0.01%
34,248
-3,250
-9% -$1.51K
GLACR
138
DELISTED
Greenland Acquisition Corporation Right
GLACR
$15K 0.01%
25,100
-12,000
-32% -$5.02K
HHHHR
139
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
$14K 0.01%
63,938
-4,000
-6% -$851
ALACW
140
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$13K 0.01%
115,555
-12,445
-10% -$1.58K
NRXPW
141
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$12K 0.01%
70,101
-42,620
-38% -$8.31K
LOACW
142
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$11K ﹤0.01%
121,215
-12,294
-9% -$1.5K
DDMXW
143
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$11K ﹤0.01%
31,400
-6,000
-16% -$2.03K
RVPHW
144
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$10K ﹤0.01%
54,305
– –
AGBAW
145
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$10K ﹤0.01%
+124,850
New +$13.6K
HCCHR
146
DELISTED
HL Acquisitions Corp. Right
HCCHR
$9K ﹤0.01%
35,081
– –
HCCHW
147
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$9K ﹤0.01%
35,081
– –
WRLSR
148
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$9K ﹤0.01%
30,000
-16,908
-36% -$3.62K
TOTAR
149
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$8K ﹤0.01%
36,974
-5,500
-13% -$1.78K
HHHHW
150
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$7K ﹤0.01%
63,938
-4,000
-6% -$540
4 5
6
7 8

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return

Bulldog Investors's Q3 2019 Portfolio in Review

As of Q3 2019, Bulldog Investors held 201 positions worth $223M, up 69,600% from $320K the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Bulldog Investors deployed $48.4M of net new capital in Q3 2019, opening 34 new positions and adding to 34 existing holdings. Its largest new stake was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 2.8% a quarter earlier, followed by Industrials and Real Estate.

On the sell side, the largest reduction was HighPeak Energy, an estimated $5.51M trimmed.

  • Bulldog Investors's largest Q3 2019 buy was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.
  • Bulldog Investors added most to Carlyle Credit Income Fund in Q3 2019, an estimated $5.41M increase.
  • Bulldog Investors's biggest Q3 2019 reduction was HighPeak Energy, cutting an estimated $5.51M.
  • Bulldog Investors fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $6.28K.
  • Bulldog Investors's ten largest holdings make up 40% of its $223M portfolio in Q3 2019.
  • Bulldog Investors opened 34 new positions and closed 45 in Q3 2019.
  • Bulldog Investors's portfolio value rose 69,600% quarter-over-quarter to $223M.

Based on Bulldog Investors's 13F filing for Q3 2019, filed 14 Nov 2019.