We are live on ! Find out more
BI

Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+8.81%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$310M
AUM Growth
+$86.1M
Cap. Flow
+$15.3M
Cap. Flow %
4.92%
Top 10 Hldgs %
47.38%
Holding
190
New
54
Increased
11
Reduced
54
Closed
40

Top Buys

Rank Stock Value
1
BRW
Saba Capital Income & Opportunities Fund
BRW
+$9.17M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.11M
3
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.31M
4
YAC.U
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
+$4.66M
5
VIHAU
VPC Impact Acquisition Holdings Unit
VIHAU
+$3.53M

Top Sells

Rank Stock Value
1
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$7.58M
2
IIF
Morgan Stanley India Investment Fund
IIF
+$5.71M
3
PEO
Adams Natural Resources Fund
PEO
+$3.33M
4
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$3.27M
5
GFY
Western Asset Variable Rate Strategic Fund, Inc
GFY
+$3.21M

Sector Composition

Rank Sector Weight
1 Real Estate 25.1%
2 Financials 6.01%
3 Healthcare 2.92%
4 Industrials 2.24%
5 Technology 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
101
Royce Value Trust
RVT
$2.31B
$211K 0.07%
16,700
– –
OACB.U
102
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$206K 0.07%
+20,000
New +$206K
CPSR.U
103
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$204K 0.07%
+20,000
New +$204K
PIC.WS
104
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$194K 0.06%
52,495
+5,536
+12% +$7.9K
PTACW
105
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$187K 0.06%
+113,898
New +$185K
CCX.WS
106
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$175K 0.06%
81,620
+17,201
+27% +$40.4K
GIX.WS
107
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$175K 0.06%
192,757
-469
-0.2% -$350
OAC.WS
108
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$169K 0.05%
+57,826
New +$102K
HCCOW
109
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$155K 0.05%
+86,650
New +$146K
FCT
110
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$149K 0.05%
13,584
– –
FEAC.WS
111
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
$134K 0.04%
+41,171
New +$148K
LVOX
112
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$126K 0.04%
12,500
– –
EQS icon
113
Equus Total Return
EQS
$15.6M
$111K 0.04%
91,476
-15,443
-14% -$20.6K
AVPTW
114
DELISTED
AvePoint Inc Warrant
AVPTW
$106K 0.03%
+54,442
New +$89.4K
JSPRW icon
115
Japer Therapeutics Warrants
JSPRW
$212K
$103K 0.03%
92,208
-1,750
-2% -$1.77K
FAII.U
116
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$103K 0.03%
+10,000
New +$103K
RMO
117
DELISTED
Romeo Power, Inc.
RMO
$102K 0.03%
47,603
-70,795
-60% -$733K
SAQNW
118
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$82K 0.03%
84,937
-825
-1% -$921
THCAW
119
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$80K 0.03%
177,466
-281
-0.2% -$136
IGICW
120
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$79K 0.03%
132,500
– –
KPLTW
121
DELISTED
Katapult Holdings Warrant
KPLTW
$75K 0.02%
+81,918
New +$93.7K
LGC.WS
122
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$72K 0.02%
133,887
-48,319
-27% -$20.2K
LTRYW icon
123
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$735
$68K 0.02%
183,670
-10,000
-5% -$3.38K
SNAXW
124
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$65K 0.02%
196,350
-1,300
-0.7% -$487
FUSE.WS
125
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$65K 0.02%
+59,499
New +$44.3K
3 4
5
6 7

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return
DBG
De Burlo Group Boston, Massachusetts $441M AUM 21.21% 1-Year Est. Return
POEH
Post Oak Energy Holdings Houston, Texas $449M AUM 53.94% 1-Year Est. Return
BOA
Birnam Oak Advisors New York $441M AUM 37.12% 1-Year Est. Return

Bulldog Investors's Q3 2020 Portfolio in Review

As of Q3 2020, Bulldog Investors held 190 positions worth $310M, up 38% from $224M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Bulldog Investors deployed $15.3M of net new capital in Q3 2020, opening 54 new positions and adding to 11 existing holdings. Its largest new stake was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 630,770 shares worth $6.32M.

By sector, the portfolio is most concentrated in Real Estate at 25% of assets, up from 4.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BrandywineGLOBAL Global Income Opportunities Fund, an estimated $7.58M trimmed.

  • Bulldog Investors's largest Q3 2020 buy was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 630,770 shares worth $6.32M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q3 2020, an estimated $9.17M increase.
  • Bulldog Investors's biggest Q3 2020 reduction was BrandywineGLOBAL Global Income Opportunities Fund, cutting an estimated $7.58M.
  • Bulldog Investors fully exited Morgan Stanley India Investment Fund in Q3 2020, selling an estimated $5.71M.
  • Bulldog Investors's ten largest holdings make up 47% of its $310M portfolio in Q3 2020.
  • Bulldog Investors opened 54 new positions and closed 40 in Q3 2020.
  • Bulldog Investors's portfolio value rose 38% quarter-over-quarter to $310M.

Based on Bulldog Investors's 13F filing for Q3 2020, filed 13 Nov 2020.