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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$223M
AUM Growth
+$222M
Cap. Flow
+$48.4M
Cap. Flow %
21.74%
Top 10 Hldgs %
39.74%
Holding
201
New
34
Increased
34
Reduced
49
Closed
45

Top Buys

Rank Stock Value
1
CCIF
Carlyle Credit Income Fund
CCIF
+$5.41M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$5.27M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.13M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
+$3.52M
5
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$3.37M

Top Sells

Rank Stock Value
1
HPK icon
HighPeak Energy
HPK
+$5.51M
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.03M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.38M
4
VLT icon
Invesco High Income Trust II
VLT
+$945K
5
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$904K

Sector Composition

Rank Sector Weight
1 Financials 5.92%
2 Industrials 3.64%
3 Real Estate 2.76%
4 Consumer Staples 2.74%
5 Healthcare 2.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVSTW
101
DELISTED
Microvast Holdings Warrants
MVSTW
$119K 0.05%
222,786
+172,786
+346% +$141K
ALGRR
102
DELISTED
Allegro Merger Corp Right
ALGRR
$97K 0.04%
381,128
– –
CCX.WS
103
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$93K 0.04%
+64,419
New +$88.7K
KBLMR
104
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$90K 0.04%
439,890
-2,910
-0.7% -$643
ALGRW
105
DELISTED
Allegro Merger Corp Warrant
ALGRW
$85K 0.04%
381,128
– –
BWMCW
106
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$83K 0.04%
+118,850
New +$76.6K
TIBRW
107
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$78K 0.04%
132,500
– –
FMCIW
108
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$77K 0.03%
130,689
-10,000
-7% -$5.89K
ORSNU
109
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$70K 0.03%
+70,000
New +$701K
LGC.WS
110
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$64K 0.03%
182,896
+115,154
+170% +$39K
TKKSR
111
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$61K 0.03%
254,521
-170,248
-40% -$36.3K
ANDAR
112
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$51K 0.02%
168,850
+5,000
+3% +$1.46K
LSEAW
113
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$46K 0.02%
143,550
– –
KXIN icon
114
Kaixin Holdings
KXIN
$8.43M
– –
0
– –
GIX.RT
115
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$42K 0.02%
+143,226
New +$26.1K
DPHCW
116
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$41K 0.02%
48,292
– –
GIX.WS
117
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$40K 0.02%
+143,226
New +$26.3K
LCAHW
118
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$39K 0.02%
+50,794
New +$40K
KBLMW
119
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$39K 0.02%
437,350
-14,450
-3% -$1.94K
HYACW
120
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$38K 0.02%
+25,314
New +$32K
LOTZW
121
DELISTED
CarLotz, Inc. Warrant
LOTZW
$36K 0.02%
63,951
-3,166
-5% -$2.38K
ALACR
122
DELISTED
Alberton Acquisition Corp Rights
ALACR
$34K 0.02%
115,555
-12,445
-10% -$3.12K
MUDSW
123
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$34K 0.02%
56,682
– –
SNAXW
124
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$33K 0.01%
168,850
+5,000
+3% +$1.05K
ASLEW
125
DELISTED
AerSale Corp Warrants
ASLEW
$33K 0.01%
+79,737
New +$31.1K
3 4
5
6 7

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FWSM
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CMP
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HBT
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EFMC
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Bulldog Investors's Q3 2019 Portfolio in Review

As of Q3 2019, Bulldog Investors held 201 positions worth $223M, up 69,600% from $320K the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Bulldog Investors deployed $48.4M of net new capital in Q3 2019, opening 34 new positions and adding to 34 existing holdings. Its largest new stake was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 2.8% a quarter earlier, followed by Industrials and Real Estate.

On the sell side, the largest reduction was HighPeak Energy, an estimated $5.51M trimmed.

  • Bulldog Investors's largest Q3 2019 buy was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.
  • Bulldog Investors added most to Carlyle Credit Income Fund in Q3 2019, an estimated $5.41M increase.
  • Bulldog Investors's biggest Q3 2019 reduction was HighPeak Energy, cutting an estimated $5.51M.
  • Bulldog Investors fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $6.28K.
  • Bulldog Investors's ten largest holdings make up 40% of its $223M portfolio in Q3 2019.
  • Bulldog Investors opened 34 new positions and closed 45 in Q3 2019.
  • Bulldog Investors's portfolio value rose 69,600% quarter-over-quarter to $223M.

Based on Bulldog Investors's 13F filing for Q3 2019, filed 14 Nov 2019.