BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
+1.97%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$223M
AUM Growth
+$223M
Cap. Flow
+$46.7M
Cap. Flow %
20.96%
Top 10 Hldgs %
39.74%
Holding
201
New
34
Increased
34
Reduced
49
Closed
45

Top Buys

1
CCIF
Carlyle Credit Income Fund
CCIF
$5.64M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
$5.24M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$4.19M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
$3.54M
5
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
$3.48M

Top Sells

1
HPK icon
HighPeak Energy
HPK
$5.54M
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
$3.09M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$1.35M
4
VLT icon
Invesco High Income Trust II
VLT
$941K
5
MNCLU
Monocle Acquisition Corporation Units
MNCLU
$911K

Sector Composition

1 Financials 5.92%
2 Industrials 3.64%
3 Real Estate 2.76%
4 Consumer Staples 2.74%
5 Healthcare 2.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MVSTW icon
101
Microvast Holdings, Inc. Warrants
MVSTW
$54.3M
$119K 0.05% 222,786 +172,786 +346% +$92.3K
ALGRR
102
DELISTED
Allegro Merger Corp. Right
ALGRR
$97K 0.04% 381,128 – –
CCX.WS
103
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$93K 0.04% +64,419 New +$93K
KBLMR
104
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$90K 0.04% 439,890 -2,910 -0.7% -$595
ALGRW
105
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$85K 0.04% 381,128 – –
BWMCW
106
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$83K 0.04% +118,850 New +$83K
TIBRW
107
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$78K 0.04% 132,500 – –
FMCIW
108
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$77K 0.03% 130,689 -10,000 -7% -$5.89K
ORSNU
109
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$70K 0.03% +70,000 New +$70K
LGC.WS
110
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$64K 0.03% 182,896 +115,154 +170% +$40.3K
TKKSR
111
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$61K 0.03% 254,521 -170,248 -40% -$40.8K
ANDAR
112
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$51K 0.02% 168,850 +5,000 +3% +$1.51K
LSEAW
113
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$46K 0.02% 143,550 – –
KXIN icon
114
Kaixin Holdings
KXIN
$7.05M
$45K 0.02% 25,000 – –
GIX.RT
115
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$42K 0.02% +143,226 New +$42K
DPHCW
116
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$41K 0.02% 48,292 – –
GIX.WS
117
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$40K 0.02% +143,226 New +$40K
LCAHW
118
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$39K 0.02% +50,794 New +$39K
KBLMW
119
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$39K 0.02% 437,350 -14,450 -3% -$1.29K
HYACW
120
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$38K 0.02% +25,314 New +$38K
LOTZW
121
DELISTED
CarLotz, Inc. Warrant
LOTZW
$36K 0.02% 63,951 -3,166 -5% -$1.78K
ALACR
122
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
$34K 0.02% 115,555 -12,445 -10% -$3.66K
MUDSW
123
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$34K 0.02% 56,682 – –
SNAXW
124
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$33K 0.01% 168,850 +5,000 +3% +$977
ASLEW
125
DELISTED
AerSale Corporation Warrants
ASLEW
$33K 0.01% +79,737 New +$33K
3 4
5
6 7