BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+3.65%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$320K
AUM Growth
-$225M
Cap. Flow
-$53.1M
Cap. Flow %
-16,623.32%
Top 10 Hldgs %
56.21%
Holding
201
New
49
Increased
25
Reduced
61
Closed
34

Top Buys

1
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$4.94K
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$4.01K
3
FT
Franklin Universal Trust
FT
+$3.87K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.31K
5
PEO
Adams Natural Resources Fund
PEO
+$2.69K

Top Sells

1
AKP
Alliance Californa Muni Fd
AKP
+$15M
2
APF
Morgan Stanley Asia Pacific Fund
APF
+$7.12M
3
EIV
Eaton Vance Municipal Bond Fund II
EIV
+$3.88M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.49M
5
NRXP icon
NRX Pharmaceuticals
NRXP
+$2.73M

Sector Composition

1 Communication Services 3.54%
2 Consumer Discretionary 3.03%
3 Financials 2.77%
4 Energy 1.94%
5 Industrials 1.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LFACU
101
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$271 0.08%
26,000
– –
STNL
102
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$269 0.08%
26,454
– –
GARS
103
DELISTED
Garrison Capital Inc.
GARS
$228 0.07%
+33,076
New +$228
RWGE
104
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$191 0.06%
18,696
– –
EQS icon
105
Equus Total Return
EQS
$33.7M
$175 0.05%
106,919
-65,558
-38% -$107
HCCHU
106
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$147 0.05%
13,950
– –
ALGRW
107
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$106 0.03%
381,128
-12,500
-3% -$3
CTACU
108
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$105 0.03%
10,300
– –
KBLMR
109
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$90 0.03%
442,800
-8,000
-2% -$2
FMCIW
110
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$89 0.03%
140,689
-17,500
-11% -$11
ALGRR
111
DELISTED
Allegro Merger Corp. Right
ALGRR
$80 0.03%
381,128
-7,500
-2% -$2
TMCXW
112
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$80 0.03%
244,494
– –
TKKSR
113
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$76 0.02%
424,769
-176,084
-29% -$32
BRACR
114
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$76 0.02%
180,820
-121,965
-40% -$51
BCIC
115
BCP Investment Corporation Common Stock
BCIC
$159M
$72 0.02%
+3,194
New +$72
MMDMR
116
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$72 0.02%
248,930
-6,570
-3% -$2
BRACW
117
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$69 0.02%
167,145
-126,395
-43% -$52
KBLMW
118
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$68 0.02%
451,800
-8,000
-2% -$1
GIG.RT
119
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$58 0.02%
110,734
-8,770
-7% -$5
KXIN icon
120
Kaixin Holdings
KXIN
$8.65M
$55 0.02%
28
-484
-95% -$951
PVT.WS
121
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$53 0.02%
+39,287
New +$53
LOTZW
122
DELISTED
CarLotz, Inc. Warrant
LOTZW
$50 0.02%
+67,117
New +$50
LSEAW
123
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$43 0.01%
143,550
-7,950
-5% -$2
ANDAR
124
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$41 0.01%
163,850
– –
TIBRW
125
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$41 0.01%
132,500
-5,000
-4% -$2
3 4
5
6 7