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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$53.7M
Cap. Flow %
-23.85%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
66
Closed
33

Top Buys

Rank Stock Value
1
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$7.85M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.9M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.54M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.54M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.14M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.5M
4
FRMM
Forum Markets
FRMM
+$5.47M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.09M

Sector Composition

Rank Sector Weight
1 Technology 5.29%
2 Consumer Discretionary 4.15%
3 Financials 4%
4 Industrials 2.78%
5 Energy 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGRR
101
DELISTED
Allegro Merger Corp Right
ALGRR
$105K 0.05%
388,628
+155,548
+67% +$46K
KBLMR
102
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$104K 0.05%
450,800
-70,735
-14% -$15.8K
CTACU
103
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$104K 0.05%
10,300
+300
+3% +$3.03K
ALGRW
104
DELISTED
Allegro Merger Corp Warrant
ALGRW
$101K 0.04%
393,628
+169,798
+76% +$47.2K
TBRGW
105
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$98K 0.04%
+136,252
New +$60.4K
GECC icon
106
Great Elm Capital Corp
GECC
$78.2M
$95K 0.04%
1,916
-3,341
-64% -$163K
CMSSR
107
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$95K 0.04%
286,403
-223,336
-44% -$66.6K
TMCXW
108
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$88K 0.04%
244,494
-15,506
-6% -$5.92K
BRACW
109
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$88K 0.04%
293,540
-60,060
-17% -$17.5K
BIOX icon
110
Bioceres Crop Solutions
BIOX
$22.9M
$87K 0.04%
16,600
-296,880
-95% -$2.23M
MMDMR
111
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$84K 0.04%
255,500
-56,107
-18% -$15.5K
TKKSW
112
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$83K 0.04%
598,853
-57,923
-9% -$8.86K
GIG.RT
113
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$78K 0.03%
119,504
-154,148
-56% -$49.2K
FMCIW
114
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$70K 0.03%
158,189
+15,650
+11% +$6.84K
BRPAR
115
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$64K 0.03%
199,342
-44,820
-18% -$13K
TIBRW
116
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$61K 0.03%
137,500
+1,500
+1% +$621
BCACR
117
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$57K 0.03%
163,836
-31,578
-16% -$8.44K
ANDAR
118
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$56K 0.02%
+163,850
New +$46.7K
LSEAW
119
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$53K 0.02%
151,500
– –
KBLMW
120
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$51K 0.02%
459,800
-70,735
-13% -$7.95K
BIOX.WS
121
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$47K 0.02%
+173,464
New +$41.5K
GIG.WS
122
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$45K 0.02%
158,155
-48,594
-24% -$11.5K
MMDMW
123
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$43K 0.02%
137,356
-29,222
-18% -$8.32K
CMSSW
124
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$40K 0.02%
237,403
-42,740
-15% -$9.22K
LTRYW icon
125
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$755
$33K 0.01%
204,170
– –
3 4
5
6 7

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WCP
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FWSM
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TC
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CMP
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HBT
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EFMC
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Bulldog Investors's Q1 2019 Portfolio in Review

As of Q1 2019, Bulldog Investors held 185 positions worth $225M, down 16% from $267M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Bulldog Investors withdrew a net $53.7M in Q1 2019, closing 33 positions and reducing 66 holdings. Its most notable exit was China Fund, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 6.3% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Bulldog Investors opened a new position in Neuberger High Yield Strategies Fund Inc worth $8.15M.

  • Bulldog Investors's largest Q1 2019 buy was Neuberger High Yield Strategies Fund Inc: 722,246 shares worth $8.15M.
  • Bulldog Investors added most to Nuveen Connecticut Quality Municipal Income Fund in Q1 2019, an estimated $3.9M increase.
  • Bulldog Investors's biggest Q1 2019 reduction was High Income Securities Fund, cutting an estimated $15M.
  • Bulldog Investors fully exited China Fund in Q1 2019, selling an estimated $11.6M.
  • Bulldog Investors's ten largest holdings make up 38% of its $225M portfolio in Q1 2019.
  • Bulldog Investors opened 32 new positions and closed 33 in Q1 2019.
  • Bulldog Investors's portfolio value fell 16% quarter-over-quarter to $225M.

Based on Bulldog Investors's 13F filing for Q1 2019, filed 15 May 2019.