BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+6.94%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$55.3M
Cap. Flow %
-24.57%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
67
Closed
33

Top Buys

1
NHS
Neuberger Berman High Yield Strategies Fund
NHS
+$8.15M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.99M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.64M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.53M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.16M

Top Sells

1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.81M
4
ETHZ
ETHZilla Corporation Common Stock
ETHZ
+$5.47M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$5.29M

Sector Composition

1 Consumer Discretionary 4.15%
2 Communication Services 4.02%
3 Technology 3.47%
4 Financials 3.18%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALGRR
101
DELISTED
Allegro Merger Corp. Right
ALGRR
$105K 0.05%
388,628
+155,548
+67% +$42K
KBLMR
102
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$104K 0.05%
450,800
-70,735
-14% -$16.3K
CTACU
103
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$104K 0.05%
10,300
+300
+3% +$3.03K
ALGRW
104
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$101K 0.04%
393,628
+169,798
+76% +$43.6K
TBRGW
105
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$98K 0.04%
+136,252
New +$98K
GECC icon
106
Great Elm Capital Corp
GECC
$147M
$95K 0.04%
1,916
-3,341
-64% -$166K
CMSSR
107
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$95K 0.04%
286,403
-223,336
-44% -$74.1K
TMCXW
108
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$88K 0.04%
244,494
-15,506
-6% -$5.58K
BRACW
109
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$88K 0.04%
293,540
-60,060
-17% -$18K
BIOX icon
110
Bioceres Crop Solutions
BIOX
$123M
$87K 0.04%
16,600
-296,880
-95% -$1.56M
MMDMR
111
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$84K 0.04%
255,500
-56,107
-18% -$18.4K
TKKSW
112
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$83K 0.04%
598,853
-57,923
-9% -$8.03K
GIG.RT
113
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$78K 0.03%
119,504
-154,148
-56% -$101K
FMCIW
114
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$70K 0.03%
158,189
+15,650
+11% +$6.93K
BRPAR
115
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$64K 0.03%
199,342
-44,820
-18% -$14.4K
TIBRW
116
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$61K 0.03%
137,500
+1,500
+1% +$665
BCACR
117
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$57K 0.03%
163,836
-31,578
-16% -$11K
ANDAR
118
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$56K 0.02%
+163,850
New +$56K
LSEAW
119
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$53K 0.02%
151,500
– –
KBLMW
120
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$51K 0.02%
459,800
-70,735
-13% -$7.85K
BIOX.WS
121
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$47K 0.02%
+173,464
New +$47K
GIG.WS
122
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$45K 0.02%
158,155
-48,594
-24% -$13.8K
MMDMW
123
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$43K 0.02%
137,356
-29,222
-18% -$9.15K
CMSSW
124
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$40K 0.02%
237,403
-42,740
-15% -$7.2K
LTRYW icon
125
Lottery.com, Inc. Warrants
LTRYW
$319K
$33K 0.01%
204,170
– –
3 4
5
6 7