BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
-1.59%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$366M
AUM Growth
-$1.97M
Cap. Flow
-$283K
Cap. Flow %
-0.08%
Top 10 Hldgs %
43.56%
Holding
142
New
38
Increased
41
Reduced
13
Closed
24

Top Buys

1
NYRT
New York REIT, Inc.
NYRT
+$6.33M
2
LTN.U
Union Acquisition Corp.
LTN.U
+$6.14M
3
AKP
Alliance Californa Muni Fd
AKP
+$6.04M
4
BBCP icon
Concrete Pumping Holdings
BBCP
+$5.89M
5
ETHZ
ETHZilla Corporation Common Stock
ETHZ
+$4.94M

Top Sells

1
DHG
Deutsche High Incm Opportunities
DHG
+$14.8M
2
INDUU
Industrea Acquisition Corp. Unit
INDUU
+$6.04M
3
LGI
Lazard Global Total Return & Income Fund
LGI
+$5.82M
4
TTF
Thai Fund
TTF
+$5.59M
5
KBLMU
KBL Merger Corp. IV Unit
KBLMU
+$5.1M

Sector Composition

1 Industrials 7.9%
2 Financials 7.69%
3 Technology 4.86%
4 Real Estate 4.55%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMSSW
101
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$89K 0.02%
255,197
+124,248
+95% +$43.3K
BRPAR
102
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$88K 0.02%
+250,000
New +$88K
GIG.RT
103
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$85K 0.02%
+239,988
New +$85K
IAMXR
104
DELISTED
I-AM Capital Acquisition Company Right
IAMXR
$84K 0.02%
250,000
– –
AHPAW
105
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$84K 0.02%
254,286
– –
GIG.WS
106
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$78K 0.02%
+179,991
New +$78K
MMDMW
107
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$76K 0.02%
147,043
– –
ATACR
108
DELISTED
Atlantic Acquisition Corp. Right
ATACR
$74K 0.02%
150,000
– –
ELECW
109
DELISTED
Electrum Special Acquisition Corporation
ELECW
$50K 0.01%
147,507
– –
HUNTW
110
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$48K 0.01%
109,913
+16,499
+18% +$7.21K
WRLSR
111
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$46K 0.01%
91,894
+7,300
+9% +$3.65K
NRXPW icon
112
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.2M
$41K 0.01%
+125,000
New +$41K
BCACW
113
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$40K 0.01%
+99,999
New +$40K
CNACR
114
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$20K 0.01%
+56,000
New +$20K
CNACW
115
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$12K ﹤0.01%
+50,000
New +$12K
KAACW
116
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$10K ﹤0.01%
+11,021
New +$10K
BHACW
117
DELISTED
Barington/Hilco Acquisition Corp. Warrants
BHACW
$10K ﹤0.01%
49,649
– –
CNACU
118
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
– –
-50,000
Closed -$507K
GAB icon
119
Gabelli Equity Trust
GAB
$1.94B
– –
-145,748
Closed -$882K
USA icon
120
Liberty All-Star Equity Fund
USA
$1.92B
– –
-386,706
Closed -$2.22M
VPV icon
121
Invesco Pennsylvania Value Municipal Income Trust
VPV
$184M
– –
-65,566
Closed -$760K
SNAX
122
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-13,153
Closed -$2.03M
IEA
123
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-309,311
Closed -$3.07M
KBLMU
124
DELISTED
KBL Merger Corp. IV Unit
KBLMU
– –
-502,000
Closed -$5.1M
BRACU
125
DELISTED
Black Ridge Acquisition Corp. Unit
BRACU
– –
-349,000
Closed -$3.54M
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5
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