Bulldog Investors’s KBL Merger Corp. IV Unit KBLMU Stock Holding History

Bulldog Investors’s Portfolio KBLMU Stock Details KBLMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-11,082	Closed	-$116K	–	134
2018 Q2	$116K	Buy	+11,082	New	+$116K	0.03%	98
2018 Q1	–	Sell	-502,000	Closed	-$5.1M	–	124
2017 Q4	$5.1M	Hold	502,000	–	–	1.38%	23
2017 Q3	$5.12M	Buy	502,000 +247,500	+97%	+$2.52M	1.48%	23
2017 Q2	$5.12M	Buy	+254,500	New	+$2.56M	1.3%	23

Other funds holding KBLMU

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.02% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.27% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.29% 1-Year Est. Return

BCM

Basso Capital Management Stamford, Connecticut $469M AUM 32.23% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bulldog Investors's KBLMU Position: Q3 2018 in Review

Bulldog Investors sold out of KBL Merger Corp. IV Unit (KBLMU) in Q3 2018, closing a stake of 11,082 shares — an estimated $116K sold.

Bulldog Investors first reported a position in KBLMU in Q2 2017 and held it in 4 quarters. The position peaked at $5.12M in Q2 2017. 8 funds tracked by Wall St. Rank hold KBLMU as of Q3 2018.

Bulldog Investors reported no remaining KBL Merger Corp. IV Unit position as of Q3 2018 after selling out during the quarter.
Bulldog Investors sold 11,082 KBL Merger Corp. IV Unit shares in Q3 2018, an estimated $116K.
Bulldog Investors first reported a position in KBL Merger Corp. IV Unit in Q2 2017 and held it in 4 quarters.
Bulldog Investors's KBL Merger Corp. IV Unit position peaked at $5.12M in Q2 2017.
8 funds tracked by Wall St. Rank held KBL Merger Corp. IV Unit as of Q3 2018.

Based on Bulldog Investors's 13F filing for Q3 2018, filed 14 Nov 2018.