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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$223M
AUM Growth
+$222M
Cap. Flow
+$48.4M
Cap. Flow %
21.74%
Top 10 Hldgs %
39.74%
Holding
201
New
34
Increased
34
Reduced
49
Closed
45

Top Buys

Rank Stock Value
1
CCIF
Carlyle Credit Income Fund
CCIF
+$5.41M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$5.27M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.13M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
+$3.52M
5
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$3.37M

Top Sells

Rank Stock Value
1
HPK icon
HighPeak Energy
HPK
+$5.51M
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.03M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.38M
4
VLT icon
Invesco High Income Trust II
VLT
+$945K
5
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$904K

Sector Composition

Rank Sector Weight
1 Financials 5.92%
2 Industrials 3.64%
3 Real Estate 2.76%
4 Consumer Staples 2.74%
5 Healthcare 2.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
51
NexPoint Diversified Real Estate Trust
NXDT
$252M
$1.36M 0.61%
75,789
– –
HIO
52
Western Asset High Income Opportunity Fund
HIO
$340M
$1.3M 0.59%
258,223
– –
PIC.U
53
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$1.28M 0.57%
+125,479
New +$1.27M
SWZ
54
Swiss Helvetia Fund
SWZ
$76.8M
$1.25M 0.56%
155,364
– –
AGBA
55
DELISTED
AGBA Acquisition Ltd
AGBA
$1.24M 0.56%
+124,850
New +$1.24M
AEF
56
abrdn Emerging Markets Equity Income Fund
AEF
$371M
$1.13M 0.51%
161,825
-97,074
-37% -$691K
NFINU
57
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$1.05M 0.47%
+104,000
New +$1.05M
LOAC
58
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
$1.03M 0.46%
100,315
-8,194
-8% -$83.6K
BBDC icon
59
Barings BDC
BBDC
$982M
$1.03M 0.46%
101,359
+21,039
+26% +$209K
HFRO
60
Highland Opportunities and Income Fund
HFRO
$404M
$983K 0.44%
+73,656
New +$984K
STNL
61
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$958K 0.43%
93,274
+66,820
+253% +$683K
TPHS
62
DELISTED
Trinity Place Holdings Inc.com
TPHS
$925K 0.42%
231,323
– –
MFIC icon
63
MidCap Financial Investment
MFIC
$800M
$899K 0.4%
58,692
+3,267
+6% +$53.4K
ADN
64
DELISTED
Advent Technologies
ADN
$859K 0.39%
2,853
-227
-7% -$68K
BTCT icon
65
BTC Digital
BTCT
$8.49M
$841K 0.38%
138
-15
-10% -$90.9K
JEQ
66
DELISTED
abrdn Japan Equity Fund
JEQ
$837K 0.38%
114,992
-1,000
-0.9% -$7.1K
ASLE icon
67
AerSale
ASLE
$280M
$794K 0.36%
+79,737
New +$797K
SCPE.U
68
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$773K 0.35%
+74,715
New +$769K
ARKO icon
69
ARKO Corp
ARKO
$499M
$752K 0.34%
+75,959
New +$753K
SPY icon
70
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$730K 0.33%
2,461
+555
+29% +$164K
SAMAU
71
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$725K 0.33%
70,000
+10,000
+17% +$102K
HPK icon
72
HighPeak Energy
HPK
$1.05B
$716K 0.32%
69,826
-540,196
-89% -$5.51M
ALTG icon
73
Alta Equipment Group
ALTG
$246M
$679K 0.3%
68,497
-6,500
-9% -$63.8K
CFFAU
74
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$675K 0.3%
66,752
-8,248
-11% -$86.4K
EHI
75
Western Asset Global High Income Fund
EHI
$178M
$595K 0.27%
59,889
+23,400
+64% +$231K
1 2
3
4 5

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SGCM
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WCP
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FWSM
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TC
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CMP
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HBT
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Bulldog Investors's Q3 2019 Portfolio in Review

As of Q3 2019, Bulldog Investors held 201 positions worth $223M, up 69,600% from $320K the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Bulldog Investors deployed $48.4M of net new capital in Q3 2019, opening 34 new positions and adding to 34 existing holdings. Its largest new stake was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 2.8% a quarter earlier, followed by Industrials and Real Estate.

On the sell side, the largest reduction was HighPeak Energy, an estimated $5.51M trimmed.

  • Bulldog Investors's largest Q3 2019 buy was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.
  • Bulldog Investors added most to Carlyle Credit Income Fund in Q3 2019, an estimated $5.41M increase.
  • Bulldog Investors's biggest Q3 2019 reduction was HighPeak Energy, cutting an estimated $5.51M.
  • Bulldog Investors fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $6.28K.
  • Bulldog Investors's ten largest holdings make up 40% of its $223M portfolio in Q3 2019.
  • Bulldog Investors opened 34 new positions and closed 45 in Q3 2019.
  • Bulldog Investors's portfolio value rose 69,600% quarter-over-quarter to $223M.

Based on Bulldog Investors's 13F filing for Q3 2019, filed 14 Nov 2019.