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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+0.29%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$345M
AUM Growth
-$48.7M
Cap. Flow
-$44.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
48.12%
Holding
106
New
17
Increased
24
Reduced
15
Closed
18

Top Buys

Rank Stock Value
1
INDUU
Industrea Acquisition Corp. Unit
INDUU
+$6.05M
2
PRTH icon
Priority Technology Holdings
PRTH
+$3.88M
3
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.62M
4
NYRT
New York REIT, Inc.
NYRT
+$3.32M
5
CHN
China Fund
CHN
+$3.07M

Top Sells

Rank Stock Value
1
JFC
JPMorgan China Region Fund, Inc.
JFC
+$20.9M
2
KEF
Korea Equity Fund
KEF
+$14.3M
3
PHF
Pacholder High Yield
PHF
+$14.3M
4
NRO
Neuberger Real Estate Securities Income Fund Inc
NRO
+$9.82M
5
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$8.3M

Sector Composition

Rank Sector Weight
1 Financials 11.8%
2 Real Estate 8.89%
3 Industrials 5.18%
4 Technology 3.08%
5 Communication Services 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWP
51
abrdn Global Premier Properties Fund
AWP
$367M
$1.5M 0.44%
75,560
– –
GLO
52
Clough Global Opportunities Fund
GLO
$257M
$1.33M 0.39%
125,563
– –
EQS icon
53
Equus Total Return
EQS
$16.7M
$1.21M 0.35%
497,162
– –
IF
54
DELISTED
Aberdeen Indonesia Fund
IF
$1.17M 0.34%
151,330
+137,103
+964% +$1.05M
RVT icon
55
Royce Value Trust
RVT
$2.3B
$1.17M 0.34%
74,200
– –
LAQ
56
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$1.08M 0.31%
+39,461
New +$1.03M
FFA
57
First Trust Enhanced Equity Income Fund
FFA
$467M
$1.05M 0.3%
69,613
-46,007
-40% -$687K
WRLSU
58
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
$874K 0.25%
+84,600
New +$865K
DSU icon
59
BlackRock Debt Strategies Fund
DSU
$597M
$708K 0.21%
60,644
-6,890
-10% -$80K
ABE
60
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$602K 0.17%
43,119
+21,989
+104% +$310K
TPHS
61
DELISTED
Trinity Place Holdings Inc.com
TPHS
$594K 0.17%
84,683
+21,194
+33% +$147K
BHAC
62
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$539K 0.16%
52,080
+2,431
+5% +$25.1K
CNACU
63
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
$513K 0.15%
50,000
-10,000
-17% -$102K
HERZ
64
Herzfeld Credit Income Fund
HERZ
$31.6M
$507K 0.15%
9,013
– –
ECF
65
Ellsworth Growth & Income Fund
ECF
$172M
$450K 0.13%
48,595
-28,450
-37% -$261K
IRL
66
DELISTED
NEW IRELAND FUND INC
IRL
$436K 0.13%
+31,795
New +$440K
NSLR
67
Neostellar Capital Corp
NSLR
$254M
$325K 0.09%
71,601
– –
ELEC
68
DELISTED
Electrum Special Acquisition Corporation
ELEC
$287K 0.08%
27,020
– –
GDL
69
GDL Fund
GDL
$92.1M
$271K 0.08%
26,554
– –
LOR
70
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$263K 0.08%
23,192
-1,414
-6% -$15.8K
STLRW
71
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$237K 0.07%
640,219
– –
VIVO
72
VivoPower PLC
VIVO
$124M
$203K 0.06%
5,861
– –
MACQW
73
DELISTED
M I Acquisitions, Inc. Warrant
MACQW
$133K 0.04%
+384,235
New +$126K
ANDAR
74
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$116K 0.03%
196,406
– –
NEXTW
75
DELISTED
NextDecade Corporation Warrant
NEXTW
$115K 0.03%
+123,986
New +$106K
1 2
3
4 5

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RWM
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AFA
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SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Bulldog Investors's Q3 2017 Portfolio in Review

As of Q3 2017, Bulldog Investors held 106 positions worth $345M, down 12% from $394M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Bulldog Investors withdrew a net $44.1M in Q3 2017, closing 18 positions and reducing 15 holdings. Its most notable exit was JPMorgan China Region Fund, Inc., an estimated $20.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, Bulldog Investors opened a new position in Industrea Acquisition Corp. Unit worth $6.07M.

  • Bulldog Investors's largest Q3 2017 buy was Industrea Acquisition Corp. Unit: 600,000 shares worth $6.07M.
  • Bulldog Investors added most to abrdn Emerging Markets Equity Income Fund in Q3 2017, an estimated $3.62M increase.
  • Bulldog Investors's biggest Q3 2017 reduction was Clough Global Equity Fund, cutting an estimated $6.67M.
  • Bulldog Investors fully exited JPMorgan China Region Fund, Inc. in Q3 2017, selling an estimated $20.9M.
  • Bulldog Investors's ten largest holdings make up 48% of its $345M portfolio in Q3 2017.
  • Bulldog Investors opened 17 new positions and closed 18 in Q3 2017.
  • Bulldog Investors's portfolio value fell 12% quarter-over-quarter to $345M.

Based on Bulldog Investors's 13F filing for Q3 2017, filed 14 Nov 2017.