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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$198M
AUM Growth
-$57.7M
Cap. Flow
-$63.1M
Cap. Flow %
-31.82%
Top 10 Hldgs %
62.51%
Holding
92
New
34
Increased
2
Reduced
28
Closed
21

Top Buys

Rank Stock Value
1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$5.27M
2
LIND icon
Lindblad Expeditions
LIND
+$4.88M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$4.58M
4
GLQ
Clough Global Equity Fund
GLQ
+$3.09M
5
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$2.71M

Top Sells

Rank Stock Value
1
SWZ
Swiss Helvetia Fund
SWZ
+$13.7M
2
MVC
MVC Capital, Inc.
MVC
+$13.7M
3
USA icon
Liberty All-Star Equity Fund
USA
+$10.4M
4
JMI
JAVELIN MTG INVESTMENT CORP COM
JMI
+$8.4M
5
LEN.B icon
Lennar Class B
LEN.B
+$7.37M

Sector Composition

Rank Sector Weight
1 Financials 7.74%
2 Consumer Discretionary 2.59%
3 Real Estate 1.61%
4 Energy 1.02%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEU
51
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$229K 0.12%
56,012
-142,988
-72% -$578K
WHLR
52
Wheeler Real Estate Investment Trust
WHLR
$390K
– –
0
– –
GRX
53
Gabelli Healthcare & Wellness Trust
GRX
$147M
$205K 0.1%
20,662
-28,655
-58% -$279K
FTT
54
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$153K 0.08%
11,925
– –
DCA
55
DELISTED
Virtus Total Return Fund
DCA
$152K 0.08%
38,502
-21,134
-35% -$82.6K
SD
56
DELISTED
SANDRIDGE ENERGY, INC.
SD
$147K 0.07%
25,000
– –
RSO
57
DELISTED
Resource Capital Corp.
RSO
$119K 0.06%
5,000
-1,250
-20% -$30.7K
PRIS
58
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL A SHS
PRIS
$66K 0.03%
38,778
-17,859
-32% -$19.9K
ANDAW
59
DELISTED
ANDINA ACQUISITION CORP WTS EXP 12/22/2017 (CYM)
ANDAW
$64K 0.03%
+110,621
New +$64K
EAGLW
60
DELISTED
GLOBAL EAGLE ACQUISITION CORP WTS EXP 05-13-2016 (DE)
EAGLW
$63K 0.03%
+41,947
New +$63K
PACQW
61
DELISTED
PRIME ACQUISITION CORP WTS ON SHS EXP 03/24/2016
PACQW
$46K 0.02%
+58,118
New +$46K
BBN icon
62
BlackRock Taxable Municipal Bond Trust
BBN
$984M
– –
-157,727
Closed -$3.19M
GF
63
New Germany Fund
GF
$186M
– –
-68,657
Closed -$1.21M
OEF icon
64
PUT
iShares S&P 100 ETF
OEF
$20.5B
– –
-52,200
Closed -$2.01M
OXSQ icon
65
Oxford Square Capital
OXSQ
$152M
– –
-11,000
Closed -$106K
SPY icon
66
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-83,200
Closed -$13.3M
SWZ
67
Swiss Helvetia Fund
SWZ
$77.2M
– –
-1,111,606
Closed -$13.7M
MGU
68
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-71,833
Closed -$1.47M
BPY
69
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-10,000
Closed -$203K
MVC
70
DELISTED
MVC Capital, Inc.
MVC
– –
-1,086,321
Closed -$13.7M
DNI
71
DELISTED
Dividend and Income Fund
DNI
– –
-61,438
Closed -$982K
SVU
72
DELISTED
SUPERVALU Inc.
SVU
– –
-68,429
Closed -$2.98M
JMI
73
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-596,186
Closed -$8.4M
SD
74
PUT
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-25,000
Closed -$119K
CSG
75
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-32,008
Closed -$320K
1 2
3
4

Similar funds

RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return

Bulldog Investors's Q3 2013 Portfolio in Review

As of Q3 2013, Bulldog Investors held 92 positions worth $198M, down 23% from $256M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Bulldog Investors withdrew a net $63.1M in Q3 2013, closing 21 positions and reducing 28 holdings. Its most notable exit was Swiss Helvetia Fund, an estimated $13.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 5.5% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Bulldog Investors opened a new position in NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA) worth $5.1M.

  • Bulldog Investors's largest Q3 2013 buy was NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA): 486,732 shares worth $5.1M.
  • Bulldog Investors added most to Clough Global Equity Fund in Q3 2013, an estimated $3.09M increase.
  • Bulldog Investors's biggest Q3 2013 reduction was Liberty All-Star Equity Fund, cutting an estimated $10.4M.
  • Bulldog Investors fully exited Swiss Helvetia Fund in Q3 2013, selling an estimated $13.7M.
  • Bulldog Investors's ten largest holdings make up 63% of its $198M portfolio in Q3 2013.
  • Bulldog Investors opened 34 new positions and closed 21 in Q3 2013.
  • Bulldog Investors's portfolio value fell 23% quarter-over-quarter to $198M.

Based on Bulldog Investors's 13F filing for Q3 2013, filed 12 Nov 2013.