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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+3.3%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$207M
AUM Growth
+$8.81M
Cap. Flow
+$1.91M
Cap. Flow %
0.92%
Top 10 Hldgs %
61.81%
Holding
81
New
10
Increased
15
Reduced
31
Closed
18

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.79M
2
DCA
Virtus Total Return Fund
DCA
+$4.79M
3
DHG
Deutsche High Incm Opportunities
DHG
+$4.12M
4
CACG
CHART ACQUISITION CORP COM
CACG
+$2.26M
5
GLQ
Clough Global Equity Fund
GLQ
+$1.85M

Top Sells

Rank Stock Value
1
GAIN icon
Gladstone Investment Corp
GAIN
+$5.54M
2
USA icon
Liberty All-Star Equity Fund
USA
+$3.67M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$3.15M
4
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$2.71M
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$2.55M

Sector Composition

Rank Sector Weight
1 Financials 4.76%
2 Real Estate 3.52%
3 Consumer Discretionary 2.22%
4 Energy 0.69%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCM
26
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$1.64M 0.79%
162,320
+112,087
+223% +$1.11M
GAIN icon
27
Gladstone Investment Corp
GAIN
$657M
$1.63M 0.79%
202,214
-751,703
-79% -$5.54M
NRO
28
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$1.56M 0.75%
377,096
-23,521
-6% -$101K
WSR
29
DELISTED
Whitestone REIT
WSR
$1.4M 0.68%
+104,963
New +$1.42M
XRDC
30
DELISTED
Crossroads Capital, Inc
XRDC
$1.3M 0.63%
+210,740
New +$1.42M
DCP
31
DELISTED
DCP Midstream, LP
DCP
$1.28M 0.62%
25,385
-12,573
-33% -$604K
ECF
32
Ellsworth Growth & Income Fund
ECF
$172M
$1.22M 0.59%
148,608
-79,930
-35% -$640K
ANH
33
DELISTED
Anworth Mortgage Asset Corporation
ANH
$1.18M 0.57%
+281,223
New +$1.26M
GLU
34
Gabelli Utility & Income Trust
GLU
$115M
$941K 0.45%
46,970
-5,499
-10% -$108K
INF
35
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$817K 0.39%
+42,285
New +$829K
MWRX
36
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$580K 0.28%
71,285
-3,715
-5% -$30K
AIII
37
DELISTED
ACRE Realty Investors Inc
AIII
$547K 0.26%
607,114
-48,539
-7% -$46.7K
IRL
38
DELISTED
NEW IRELAND FUND INC
IRL
$546K 0.26%
42,501
-16,696
-28% -$205K
LBF
39
DELISTED
Deutsche Global High Incm Fund
LBF
$532K 0.26%
66,383
– –
MRCC
40
DELISTED
Monroe Capital Corp
MRCC
$464K 0.22%
38,030
-17,970
-32% -$228K
MTS
41
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$379K 0.18%
+24,420
New +$388K
CEE
42
Central and Eastern Europe Fund
CEE
$139M
$374K 0.18%
12,835
-4,184
-25% -$132K
GRR
43
DELISTED
Asia Tigers Fund
GRR
$326K 0.16%
28,913
+9,000
+45% +$106K
VDTH
44
DELISTED
Videocon d2h Limited
VDTH
$271K 0.13%
+27,992
New +$273K
VTA
45
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$248K 0.12%
19,203
– –
JTPY
46
DELISTED
JetPay Corporation
JTPY
$204K 0.1%
98,799
-4,168
-4% -$10.6K
WHLR
47
Wheeler Real Estate Investment Trust
WHLR
$411K
– –
0
– –
SD
48
DELISTED
SANDRIDGE ENERGY, INC.
SD
$152K 0.07%
25,000
– –
HTM
49
DELISTED
U.S. Geothermal Inc.
HTM
$137K 0.07%
60,320
-61,704
-51% -$154K
RSO
50
DELISTED
Resource Capital Corp.
RSO
$119K 0.06%
5,000
– –
1
2
3

Similar funds

RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Bulldog Investors's Q4 2013 Portfolio in Review

As of Q4 2013, Bulldog Investors held 81 positions worth $207M, up 4.4% from $198M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Bulldog Investors's Q4 2013 filing shows 10 new, 15 increased, 31 reduced and 18 closed positions. Its largest new stake was Preferred Apartment Communities, Inc.: 229,024 shares worth $1.84M. The largest sale was Gladstone Investment Corp, an estimated $5.54M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 7.7% a quarter earlier, followed by Real Estate and Consumer Discretionary.

  • Bulldog Investors's largest Q4 2013 buy was Preferred Apartment Communities, Inc.: 229,024 shares worth $1.84M.
  • Bulldog Investors added most to AllianceBernstein Income Fund Inc in Q4 2013, an estimated $8.79M increase.
  • Bulldog Investors's biggest Q4 2013 reduction was Gladstone Investment Corp, cutting an estimated $5.54M.
  • Bulldog Investors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q4 2013, selling an estimated $2.71M.
  • Bulldog Investors's ten largest holdings make up 62% of its $207M portfolio in Q4 2013.
  • Bulldog Investors opened 10 new positions and closed 18 in Q4 2013.
  • Bulldog Investors's portfolio value rose 4.4% quarter-over-quarter to $207M.

Based on Bulldog Investors's 13F filing for Q4 2013, filed 12 Feb 2014.