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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-2.45%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$342M
AUM Growth
-$19.8M
Cap. Flow
-$716K
Cap. Flow %
-0.21%
Top 10 Hldgs %
21.75%
Holding
371
New
35
Increased
42
Reduced
162
Closed
40

Top Buys

Rank Stock Value
1
SCRM
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
+$5.68M
2
RENE
Cartesian Growth Corp II
RENE
+$4.37M
3
DNI
Dividend and Income Fund
DNI
+$4.27M
4
ZTR
Virtus Total Return Fund
ZTR
+$3.53M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$3M

Top Sells

Rank Stock Value
1
SCRMU
Screaming Eagle Acquisition Corp. Unit
SCRMU
+$5.21M
2
RENEU
Cartesian Growth Corporation II Unit
RENEU
+$4.56M
3
VFL
abrdn National Municipal Income Fund
VFL
+$3.62M
4
ALTG icon
Alta Equipment Group
ALTG
+$2.97M
5
TSIB
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
+$2.89M

Sector Composition

Rank Sector Weight
1 Financials 42.83%
2 Energy 3.05%
3 Real Estate 1.93%
4 Industrials 1.67%
5 Healthcare 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADRT.WS
326
DELISTED
Ault Disruptive Technologies Corporation Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
ADRT.WS
$1K ﹤0.01%
35,247
– –
GSQD.WS
327
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$1K ﹤0.01%
14,627
-1,620
-10% -$237
HIGA.WS
328
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$1K ﹤0.01%
150,000
– –
WTMAR
329
DELISTED
Welsbach Technology Metals Acquisition Corp. one right to receive 1/10th of a share of common stock
WTMAR
$1K ﹤0.01%
30,000
– –
ACHR.WS icon
330
Archer Aviation Redeemable Warrants
ACHR.WS
$22.9M
– –
-17,572
Closed -$10K
ALTG icon
331
Alta Equipment Group
ALTG
$254M
– –
-298,096
Closed -$2.97M
BCV
332
Bancroft Fund
BCV
$144M
– –
-25,171
Closed -$455K
JOF
333
Japan Smaller Capitalization Fund
JOF
$354M
– –
-143,972
Closed -$910K
MIO
334
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
– –
-26,406
Closed -$320K
PROK icon
335
ProKidney
PROK
$304M
– –
-153,378
Closed -$1.53M
RMT
336
Royce Micro-Cap Trust
RMT
$772M
– –
-43,506
Closed -$364K
SNCR
337
DELISTED
Synchronoss Technologies
SNCR
– –
-8,333
Closed -$86K
XBP icon
338
XBP Global Holdings
XBP
$34.6M
– –
-5,972
Closed -$604K
PWUPU
339
DELISTED
PowerUp Acquisition Corp. Unit
PWUPU
– –
-25,000
Closed -$253K
WAVSU
340
DELISTED
Western Acquisition Ventures Corp. Unit
WAVSU
– –
-150,000
Closed -$1.49M
AKLI
341
DELISTED
Akili Inc
AKLI
– –
-126,616
Closed -$1.25M
SCRMU
342
DELISTED
Screaming Eagle Acquisition Corp. Unit
SCRMU
– –
-536,042
Closed -$5.21M
AVHI
343
DELISTED
Achari Ventures Holdings Corp I
AVHI
– –
-40,000
Closed -$400K
KYCHU
344
DELISTED
Keyarch Acquisition Corporation Unit
KYCHU
– –
-150,000
Closed -$1.35M
FAZEW
345
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
– –
-24,163
Closed -$9K
NUBIU
346
DELISTED
Nubia Brand International Corp. Unit
NUBIU
– –
-70,000
Closed -$695K
LVOXW
347
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
– –
-6,250
Closed -$4K
NOGNW
348
DELISTED
Nogin, Inc. Warrant
NOGNW
– –
-123,444
Closed -$30K
LHC.U
349
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
– –
-130,134
Closed -$1.28M
EOCW.U
350
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– –
-136,437
Closed -$1.34M
11 12 13
14
15

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TC
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AC
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EFMC
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DBG
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POEH
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BOA
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Bulldog Investors's Q3 2022 Portfolio in Review

As of Q3 2022, Bulldog Investors held 371 positions worth $342M, down 5.5% from $362M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Bulldog Investors's Q3 2022 filing shows 35 new, 42 increased, 162 reduced and 40 closed positions. Its largest new stake was Cartesian Growth Corp II: 436,283 shares worth $4.38M. The largest sale was Screaming Eagle Acquisition Corp. Unit, an estimated $5.21M.

By sector, the portfolio is most concentrated in Financials at 43% of assets, up from 36% a quarter earlier, followed by Energy and Real Estate.

  • Bulldog Investors's largest Q3 2022 buy was Cartesian Growth Corp II: 436,283 shares worth $4.38M.
  • Bulldog Investors added most to Screaming Eagle Acquisition Corp. Class A Ordinary Shares in Q3 2022, an estimated $5.68M increase.
  • Bulldog Investors's biggest Q3 2022 reduction was abrdn National Municipal Income Fund, cutting an estimated $3.62M.
  • Bulldog Investors fully exited Screaming Eagle Acquisition Corp. Unit in Q3 2022, selling an estimated $5.21M.
  • Bulldog Investors's ten largest holdings make up 22% of its $342M portfolio in Q3 2022.
  • Bulldog Investors opened 35 new positions and closed 40 in Q3 2022.
  • Bulldog Investors's portfolio value fell 5.5% quarter-over-quarter to $342M.

Based on Bulldog Investors's 13F filing for Q3 2022, filed 14 Nov 2022.