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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
176
Verizon
VZ
$193B
$183K 0.15%
3,917
-782
-17% -$38.3K
LMT icon
177
Lockheed Martin
LMT
$132B
$181K 0.15%
941
+266
+39% +$49.4K
HA
178
DELISTED
Hawaiian Holdings, Inc.
HA
$179K 0.15%
+6,900
New +$130K
CAPL icon
179
CrossAmerica Partners
CAPL
$831M
$177K 0.14%
4,400
+3,800
+633% +$131K
HEDJ icon
180
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$177K 0.14%
6,380
+1,080
+20% +$30.6K
V icon
181
Visa
V
$673B
$177K 0.14%
2,708
+380
+16% +$22.9K
LRFC
182
DELISTED
Logan Ridge Finance Corp
LRFC
$175K 0.14%
1,633
-34
-2% -$3.74K
PAGP icon
183
Plains GP Holdings
PAGP
$5.26B
$175K 0.14%
2,572
-676
-21% -$48K
PBT
184
Permian Basin Royalty Trust
PBT
$1.39B
$174K 0.14%
18,250
-6,000
-25% -$68.3K
DTD icon
185
WisdomTree US Total Dividend Fund
DTD
$1.64B
$173K 0.14%
4,644
– –
GMCR
186
DELISTED
KEURIG GREEN MTN INC
GMCR
$172K 0.14%
+1,300
New +$184K
QQQ icon
187
Invesco QQQ Trust
QQQ
$450B
$170K 0.14%
1,654
+1,394
+536% +$141K
WFC icon
188
Wells Fargo
WFC
$258B
$170K 0.14%
3,107
-300
-9% -$15.9K
PYZ icon
189
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$72.8M
$169K 0.14%
3,234
– –
UAA icon
190
Under Armour
UAA
$2.91B
$169K 0.14%
5,035
-21,754
-81% -$728K
CERN
191
DELISTED
Cerner Corp
CERN
$168K 0.14%
2,600
-1,500
-37% -$93.3K
RDS.A
192
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$167K 0.14%
2,505
+29
+1% +$2.01K
PSEC icon
193
Prospect Capital
PSEC
$1.08B
$165K 0.14%
20,020
-25,911
-56% -$239K
NMM icon
194
Navios Maritime Partners
NMM
$2.25B
$164K 0.13%
1,080
-408
-27% -$84.9K
IWF icon
195
iShares Russell 1000 Growth ETF
IWF
$120B
$159K 0.13%
6,680
-2,136
-24% -$50K
VV icon
196
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
$159K 0.13%
1,691
– –
AIF
197
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$159K 0.13%
10,000
– –
PRU icon
198
Prudential Financial
PRU
$42.6B
$158K 0.13%
1,753
-523
-23% -$44.9K
LLY icon
199
Eli Lilly
LLY
$1.03T
$154K 0.13%
2,243
+8
+0.4% +$540
AB icon
200
AllianceBernstein
AB
$3.43B
$153K 0.13%
5,932
+2,460
+71% +$63.1K
6 7
8
9 10

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PGF
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BA
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HIH
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.