B. Riley Wealth Management’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

B. Riley Wealth Management’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-12,226	Closed	-$177K	–	485
2020 Q4	$177K	Hold	12,226	–	–	0.02%	339
2020 Q3	$155K	Buy	+12,226	New	+$154K	0.02%	378
2020 Q2	–	Sell	-15,506	Closed	-$176K	–	568
2020 Q1	$176K	Hold	15,506	–	–	0.02%	448
2019 Q4	$234K	Sell	15,506 -1,426	-8%	-$21.1K	0.04%	336
2019 Q3	$257K	Hold	16,932	–	–	0.04%	305
2019 Q2	$250	Sell	16,932 -1,410	-8%	-$20.8K	0.04%	320
2019 Q1	$269K	Sell	18,342 -1,256	-6%	-$18.2K	0.05%	298
2018 Q4	$270K	Buy	+19,598	New	+$290K	0.06%	260
2016 Q1	$136K	Hold	10,000	–	–	0.2%	126
2015 Q4	$138K	Buy	+10,000	New	+$144K	0.18%	144
2015 Q3	–	Sell	-10,000	Closed	-$157K	–	792
2015 Q2	$157K	Hold	10,000	–	–	0.12%	214
2015 Q1	$163K	Hold	10,000	–	–	0.12%	224
2014 Q4	$159K	Hold	10,000	–	–	0.13%	197
2014 Q3	$173K	Hold	10,000	–	–	0.13%	218
2014 Q2	$183K	Hold	10,000	–	–	0.12%	233
2014 Q1	$178K	Buy	+10,000	New	+$179K	0.13%	216

Other funds holding AIF

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

B. Riley Wealth Management's AIF Position: Q1 2021 in Review

B. Riley Wealth Management sold out of Apollo Tactical Income Fund Inc. (AIF) in Q1 2021, closing a stake of 12,226 shares — an estimated $177K sold.

B. Riley Wealth Management first reported a position in AIF in Q1 2014 and held it in 16 quarters. The position peaked at $270K in Q4 2018. 46 funds tracked by Wall St. Rank hold AIF as of Q1 2021.

B. Riley Wealth Management reported no remaining Apollo Tactical Income Fund Inc. position as of Q1 2021 after selling out during the quarter.
B. Riley Wealth Management sold 12,226 Apollo Tactical Income Fund Inc. shares in Q1 2021, an estimated $177K.
B. Riley Wealth Management first reported a position in Apollo Tactical Income Fund Inc. in Q1 2014 and held it in 16 quarters.
B. Riley Wealth Management's Apollo Tactical Income Fund Inc. position peaked at $270K in Q4 2018.
46 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q1 2021.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.