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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$78.3M
AUM Growth
+$7.75M
Cap. Flow
+$5.09M
Cap. Flow %
6.5%
Top 10 Hldgs %
25.72%
Holding
180
New
34
Increased
41
Reduced
71
Closed
28

Top Buys

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.4M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.64M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$947K
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$803K
5
AAPL icon
Apple
AAPL
+$666K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.28M
2
SKYW icon
Skywest
SKYW
+$437K
3
VOX icon
Vanguard Communication Services ETF
VOX
+$435K
4
GPOR
Gulfport Energy Corp.
GPOR
+$416K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$397K

Sector Composition

Rank Sector Weight
1 Communication Services 8.97%
2 Industrials 7.02%
3 Technology 7%
4 Consumer Staples 6.67%
5 Healthcare 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGAZ
151
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$26K 0.03%
+4
New +$35.5K
AAL icon
152
American Airlines Group
AAL
$10.2B
– –
-6,136
Closed -$238K
AB icon
153
AllianceBernstein
AB
$3.43B
– –
-8,659
Closed -$230K
AMBA icon
154
Ambarella
AMBA
$3.25B
– –
-5,400
Closed -$312K
BHC icon
155
Bausch Health
BHC
$2.25B
– –
-1,349
Closed -$240K
BIL icon
156
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
– –
-3,119
Closed -$285K
COP icon
157
ConocoPhillips
COP
$145B
– –
-5,394
Closed -$258K
GHY
158
PGIM Global High Yield Fund
GHY
$476M
– –
-16,055
Closed -$221K
IJK icon
159
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
– –
-7,704
Closed -$302K
IWF icon
160
iShares Russell 1000 Growth ETF
IWF
$120B
– –
-8,780
Closed -$204K
JBLU icon
161
JetBlue
JBLU
$2.29B
– –
-8,718
Closed -$224K
LECO icon
162
Lincoln Electric
LECO
$13.7B
– –
-3,869
Closed -$202K
PJP icon
163
Invesco Pharmaceuticals ETF
PJP
$447M
– –
-3,457
Closed -$229K
QQEW icon
164
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.73B
– –
-7,367
Closed -$296K
SKYW icon
165
Skywest
SKYW
$4.29B
– –
-26,200
Closed -$437K
TDIV icon
166
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.16B
– –
-8,414
Closed -$203K
THRM icon
167
Gentherm
THRM
$1.3B
– –
-8,600
Closed -$386K
UAA icon
168
Under Armour
UAA
$2.91B
– –
-4,733
Closed -$227K
VZ icon
169
Verizon
VZ
$193B
– –
-4,768
Closed -$207K
XLB icon
170
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
– –
-16,738
Closed -$334K
XLE icon
171
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
– –
-11,506
Closed -$352K
ENLC
172
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-11,560
Closed -$211K
NS
173
DELISTED
NuStar Energy L.P.
NS
– –
-5,395
Closed -$241K
DNKN
174
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-4,675
Closed -$229K
CVRR
175
DELISTED
CVR Refining, LP
CVRR
– –
-12,270
Closed -$234K
4 5 6
7
8

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CRCM
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B. Riley Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Management held 180 positions worth $78.3M, up 11% from $70.5M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $5.09M of net new capital in Q4 2015, opening 34 new positions and adding to 41 existing holdings. Its largest new stake was Alphabet (Google) Class A: 44,200 shares worth $1.72M.

By sector, the portfolio is most concentrated in Communication Services at 9% of assets, up from 6.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $1.28M trimmed.

  • B. Riley Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 44,200 shares worth $1.72M.
  • B. Riley Wealth Management added most to First Trust Senior Loan Fund ETF in Q4 2015, an estimated $2.4M increase.
  • B. Riley Wealth Management's biggest Q4 2015 reduction was Meta Platforms (Facebook), cutting an estimated $1.28M.
  • B. Riley Wealth Management fully exited Skywest in Q4 2015, selling an estimated $437K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $78.3M portfolio in Q4 2015.
  • B. Riley Wealth Management opened 34 new positions and closed 28 in Q4 2015.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $78.3M.

Based on B. Riley Wealth Management's 13F filing for Q4 2015, filed 8 Jan 2016.