B. Riley Wealth Management’s PGIM Global High Yield Fund GHY Stock Holding History

B. Riley Wealth Management’s Portfolio GHY Stock Details GHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-16,055	Closed	-$221K	–	158
2015 Q3	$221K	Sell	16,055 -3,939	-20%	-$56.9K	0.31%	133
2015 Q2	$301K	Sell	19,994 -806	-4%	-$12.7K	0.24%	122
2015 Q1	$331K	Sell	20,800 -2,745	-12%	-$44.8K	0.25%	117
2014 Q4	$374K	Sell	23,545 -5,942	-20%	-$95.8K	0.31%	83
2014 Q3	$486K	Buy	29,487 +1,514	+5%	+$26.1K	0.36%	63
2014 Q2	$504K	Buy	27,973 +2,912	+12%	+$51.9K	0.33%	72
2014 Q1	$440K	Buy	+25,061	New	+$442K	0.32%	72

Other funds holding GHY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

B. Riley Wealth Management's GHY Position: Q4 2015 in Review

B. Riley Wealth Management sold out of PGIM Global High Yield Fund (GHY) in Q4 2015, closing a stake of 16,055 shares — an estimated $221K sold.

B. Riley Wealth Management first reported a position in GHY in Q1 2014 and held it in 7 quarters. The position peaked at $504K in Q2 2014. 60 funds tracked by Wall St. Rank hold GHY as of Q4 2015.

B. Riley Wealth Management reported no remaining PGIM Global High Yield Fund position as of Q4 2015 after selling out during the quarter.
B. Riley Wealth Management sold 16,055 PGIM Global High Yield Fund shares in Q4 2015, an estimated $221K.
B. Riley Wealth Management first reported a position in PGIM Global High Yield Fund in Q1 2014 and held it in 7 quarters.
B. Riley Wealth Management's PGIM Global High Yield Fund position peaked at $504K in Q2 2014.
60 funds tracked by Wall St. Rank held PGIM Global High Yield Fund as of Q4 2015.

Based on B. Riley Wealth Management's 13F filing for Q4 2015, filed 8 Jan 2016.