B. Riley Wealth Management’s First Trust NASDAQ Technology Dividend Index Fund TDIV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,414	Closed	-$203K	–	166
2015 Q3	$203K	Sell	8,414 -495	-6%	-$11.9K	0.29%	144
2015 Q2	$235K	Sell	8,909 -378	-4%	-$9.97K	0.19%	155
2015 Q1	$250K	Buy	9,287 +3	+0%	+$81	0.19%	158
2014 Q4	$256K	Buy	+9,284	New	+$256K	0.21%	124