B. Riley Wealth Management’s First Trust NASDAQ Technology Dividend Index Fund TDIV Stock Holding History

B. Riley Wealth Management’s Portfolio TDIV Stock Details TDIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,414	Closed	-$203K	–	166
2015 Q3	$203K	Sell	8,414 -495	-6%	-$12.5K	0.29%	144
2015 Q2	$235K	Sell	8,909 -378	-4%	-$10.5K	0.19%	155
2015 Q1	$250K	Buy	9,287 +3	+0%	+$83	0.19%	158
2014 Q4	$256K	Buy	+9,284	New	+$253K	0.21%	124

Other funds holding TDIV

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

B. Riley Wealth Management's TDIV Position: Q4 2015 in Review

B. Riley Wealth Management sold out of First Trust NASDAQ Technology Dividend Index Fund (TDIV) in Q4 2015, closing a stake of 8,414 shares — an estimated $203K sold.

B. Riley Wealth Management first reported a position in TDIV in Q4 2014 and held it in 4 quarters. The position peaked at $256K in Q4 2014. 66 funds tracked by Wall St. Rank hold TDIV as of Q4 2015.

B. Riley Wealth Management reported no remaining First Trust NASDAQ Technology Dividend Index Fund position as of Q4 2015 after selling out during the quarter.
B. Riley Wealth Management sold 8,414 First Trust NASDAQ Technology Dividend Index Fund shares in Q4 2015, an estimated $203K.
B. Riley Wealth Management first reported a position in First Trust NASDAQ Technology Dividend Index Fund in Q4 2014 and held it in 4 quarters.
B. Riley Wealth Management's First Trust NASDAQ Technology Dividend Index Fund position peaked at $256K in Q4 2014.
66 funds tracked by Wall St. Rank held First Trust NASDAQ Technology Dividend Index Fund as of Q4 2015.

Based on B. Riley Wealth Management's 13F filing for Q4 2015, filed 8 Jan 2016.