B. Riley Wealth Management’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

B. Riley Wealth Management’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$1.01M	Sell	20,320 -4,683	-19%	-$233K	1.51%	15
2015 Q4	$1.25M	Buy	25,003 +19,003	+317%	+$947K	1.59%	12
2015 Q3	$300K	Buy	+6,000	New	+$300K	0.43%	83

Other funds holding ULQ

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

B. Riley Wealth Management's ULQ Position: Q1 2016 in Review

B. Riley Wealth Management reduced its CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) stake by 19% in Q1 2016, selling an estimated $233K and leaving 20,320 shares worth $1.01M. The position accounts for 1.51% of the portfolio, ranked #15.

B. Riley Wealth Management first reported a position in ULQ in Q3 2015 and has held it in 3 quarters since. The position peaked at $1.25M in Q4 2015. 81 funds tracked by Wall St. Rank hold ULQ as of Q1 2016.

B. Riley Wealth Management held 20,320 shares of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF worth $1.01M as of Q1 2016.
B. Riley Wealth Management sold 4,683 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q1 2016, an estimated $233K.
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF made up 1.51% of B. Riley Wealth Management's portfolio in Q1 2016, its #15 holding.
B. Riley Wealth Management first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2015 and has held it in 3 quarters since.
B. Riley Wealth Management's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $1.25M in Q4 2015.
81 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q1 2016.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.