We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
151
McDonald's
MCD
$193B
$213K 0.17%
2,280
+119
+6% +$11.1K
HCR
152
DELISTED
Hi-Crush Inc. Common Stock
HCR
$213K 0.17%
6,874
-201
-3% -$8.37K
PM icon
153
Philip Morris
PM
$309B
$210K 0.17%
2,579
-1,787
-41% -$153K
F icon
154
Ford
F
$60.9B
$209K 0.17%
13,539
+457
+3% +$6.73K
HD icon
155
Home Depot
HD
$337B
$204K 0.17%
1,949
-339
-15% -$32.9K
WM icon
156
Waste Management
WM
$95B
$204K 0.17%
3,989
+1,400
+54% +$68.2K
XLP icon
157
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$203K 0.17%
4,207
-1,937
-32% -$91.7K
SJM icon
158
J.M. Smucker
SJM
$13.5B
$202K 0.17%
2,007
+62
+3% +$6.28K
VFC icon
159
VF Corp
VFC
$5.92B
$201K 0.16%
2,858
+11
+0.4% +$728
CAB
160
DELISTED
Cabela's Inc
CAB
$197K 0.16%
3,750
-439
-10% -$23.1K
JD icon
161
JD.com
JD
$43.5B
$195K 0.16%
8,450
– –
IJH icon
162
iShares Core S&P Mid-Cap ETF
IJH
$121B
$194K 0.16%
6,705
– –
MDIV icon
163
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$194K 0.16%
9,130
– –
BSJF
164
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$191K 0.16%
7,398
– –
JPM icon
165
JPMorgan Chase
JPM
$916B
$189K 0.15%
3,035
+1,501
+98% +$90.3K
BPL
166
DELISTED
Buckeye Partners, L.P.
BPL
$189K 0.15%
2,500
-1,775
-42% -$137K
D icon
167
Dominion Energy
D
$62.1B
$188K 0.15%
2,451
-379
-13% -$27.4K
SLCA
168
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$188K 0.15%
7,350
-6,200
-46% -$245K
SXE
169
DELISTED
Southcross Energy Partners, L.P.
SXE
$188K 0.15%
11,853
+3,300
+39% +$58.8K
VNQ icon
170
Vanguard Real Estate ETF
VNQ
$39.9B
$186K 0.15%
2,297
+53
+2% +$4.16K
WMT icon
171
Walmart Inc
WMT
$909B
$186K 0.15%
6,522
+4,722
+262% +$128K
SNDK
172
DELISTED
SANDISK CORP
SNDK
$186K 0.15%
1,900
-1,100
-37% -$105K
VBK icon
173
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$185K 0.15%
1,474
+167
+13% +$20.5K
ENBL
174
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$184K 0.15%
9,500
-3,000
-24% -$66.3K
PSX icon
175
Phillips 66
PSX
$82.9B
$183K 0.15%
2,566
-66
-3% -$4.87K
5 6
7
8 9

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.