B. Riley Wealth Management’s GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF BSJF Stock Holding History

B. Riley Wealth Management’s Portfolio BSJF Stock Details BSJF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-371	Closed	-$9K	–	989
2015 Q2	$9K	Hold	371	–	–	0.01%	775
2015 Q1	$9K	Sell	371 -7,027	-95%	-$183K	0.01%	782
2014 Q4	$191K	Hold	7,398	–	–	0.16%	164
2014 Q3	$195K	Sell	7,398 -1,540	-17%	-$41.1K	0.14%	199
2014 Q2	$240K	Buy	8,938 +371	+4%	+$10K	0.16%	178
2014 Q1	$232K	Buy	+8,567	New	+$231K	0.17%	159

Other funds holding BSJF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

FAG

Financial Advisory Group Houston, Texas $567M AUM 19.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

GIA

GHP Investment Advisors Denver, Colorado $2.72B AUM 27.58% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

B. Riley Wealth Management's BSJF Position: Q3 2015 in Review

B. Riley Wealth Management sold out of GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF (BSJF) in Q3 2015, closing a stake of 371 shares — an estimated $9K sold.

B. Riley Wealth Management first reported a position in BSJF in Q1 2014 and held it in 6 quarters. The position peaked at $240K in Q2 2014. 76 funds tracked by Wall St. Rank hold BSJF as of Q3 2015.

B. Riley Wealth Management reported no remaining GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 371 GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF shares in Q3 2015, an estimated $9K.
B. Riley Wealth Management first reported a position in GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF position peaked at $240K in Q2 2014.
76 funds tracked by Wall St. Rank held GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.