B. Riley Wealth Management’s First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund MDIV Stock Holding History

B. Riley Wealth Management’s Portfolio MDIV Stock Details MDIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-9,130	Closed	-$182K	–	508
2015 Q2	$182K	Hold	9,130	–	–	0.14%	197
2015 Q1	$192K	Hold	9,130	–	–	0.14%	202
2014 Q4	$194K	Hold	9,130	–	–	0.16%	163
2014 Q3	$196K	Hold	9,130	–	–	0.15%	196
2014 Q2	$204K	Hold	9,130	–	–	0.13%	208
2014 Q1	$196K	Buy	+9,130	New	+$192K	0.14%	195

Other funds holding MDIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

SFWA

Summit Financial Wealth Advisors Lafayette, Louisiana $782M AUM 24.35% 1-Year Est. Return

B. Riley Wealth Management's MDIV Position: Q3 2015 in Review

B. Riley Wealth Management sold out of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) in Q3 2015, closing a stake of 9,130 shares — an estimated $182K sold.

B. Riley Wealth Management first reported a position in MDIV in Q1 2014 and held it in 6 quarters. The position peaked at $204K in Q2 2014. 80 funds tracked by Wall St. Rank hold MDIV as of Q3 2015.

B. Riley Wealth Management reported no remaining First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 9,130 First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund shares in Q3 2015, an estimated $182K.
B. Riley Wealth Management first reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund position peaked at $204K in Q2 2014.
80 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.