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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

59 hedge funds and large institutions have $171M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 39 increasing their positions, 3 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 3

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

20% more capital invested

Capital invested by funds: $142M → $171M (+$28.4M)

7% more funds holding

Funds holding: 5559 (+4)

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
39
Reduced
3
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.2M +$8.08M +366,754 +22%
Wells Fargo
2
Wells Fargo
California
$25.3M +$7.32M +332,277 +39%
U
3
UBS
Switzerland
$21.6M +$2.46M +111,707 +13%
LPL Financial
4
LPL Financial
California
$15M -$39.1K -1,774 -0.3%
Bank of America
5
Bank of America
North Carolina
$11.1M +$1.71M +77,376 +18%
SCA
6
Strategic Capital Alternatives
United States
$4.9M +$5.02M +227,737 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.93M +$2.11M +95,800 +110%
RJA
8
Raymond James & Associates
Florida
$3.39M +$492K +22,345 +17%
TNBTD
9
Trustmark National Bank Trust Department
Mississippi
$3.37M +$1.09M +49,243 +46%
Stifel Financial
10
Stifel Financial
Missouri
$3.27M +$1.02M +46,189 +44%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$3.26M +$1.3M +58,814 +63%
ACM
12
Argentus Capital Management
Texas
$2.35M +$1.59M +71,968 +192%
SI
13
SII Investments
Wisconsin
$2.32M +$1.76M +79,945 +290%
SFG
14
SNS Financial Group
Minnesota
$2.04M +$416K +18,867 +25%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.88M +$48.1K +2,183 +3%
AIG
16
American International Group
New York
$1.8M +$196K +8,907 +12%
PHIMC
17
Private Harbour Investment Management & Counsel
Ohio
$1.65M +$22.6K +1,025 +1%
HFS
18
HL Financial Services
Kentucky
$1.53M +$315K +14,296 +25%
Ameriprise
19
Ameriprise
Minnesota
$1.45M +$414K +18,788 +39%
FAAS
20
First Allied Advisory Services
California
$1.25M +$718K +32,565 +127%
Jane Street
21
Jane Street
New York
$1.25M +$73.2K +3,322 +6%
VFS
22
VSR Financial Services
Kansas
$1.23M +$391K +17,737 +45%
IH
23
IFC Holdings
Florida
$1.18M +$56.8K +2,579 +5%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.11M +$49.3K +2,235 +5%
ICOA
25
Investment Centers of America
North Dakota
$1.08M +$544K +24,685 +97%

MDIV Hedge Fund Activity: Q3 2014 in Review

59 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q3 2014, worth a combined $171M — up 20% from $142M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new MDIV positions and 7 closed out — a net gain of 5 holders — while 39 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.08M. The largest seller was Freedom Investment Management, exiting entirely with an estimated $1.06M sold.

  • 59 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q3 2014, up from 55 in Q2 2014.
  • Funds reported $171M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q3 2014, up 20% quarter-over-quarter.
  • 12 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q3 2014 and 7 closed out, a net change of +5 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q3 2014 was Morgan Stanley, an estimated $8.08M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q3 2014 was Freedom Investment Management, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2014.