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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

70 hedge funds and large institutions have $224M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2014 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

344% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 9

260% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 5

31% more capital invested

Capital invested by funds: $171M → $224M (+$53.6M)

19% more funds holding

Funds holding: 5970 (+11)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
70
Holders Change
+11
Holders Change %
+18.64%
% of All Funds
1.87%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
18
Increased
40
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.2M +$5.56M +257,945 +13%
Wells Fargo
2
Wells Fargo
California
$33.5M +$8.65M +401,574 +34%
UBS Group
3
UBS Group
Switzerland
$24.6M +$24.9M +1,158,177 New
LPL Financial
4
LPL Financial
California
$17.3M +$2.45M +113,816 +16%
Bank of America
5
Bank of America
North Carolina
$14.7M +$3.79M +175,986 +34%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$6.6M +$3.42M +158,767 +105%
ACM
7
Aviance Capital Management
Florida
$5.64M +$5.71M +265,312 New
P
8
Palladiem
Pennsylvania
$5.04M +$5.11M +237,205 New
AIG
9
American International Group
New York
$5.04M +$3.3M +153,058 +183%
Jane Street
10
Jane Street
New York
$4.7M +$3.51M +162,880 +280%
TNBTD
11
Trustmark National Bank Trust Department
Mississippi
$3.82M +$499K +23,168 +15%
RJA
12
Raymond James & Associates
Florida
$3.75M +$401K +18,633 +12%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.67M -$219K -10,182 -6%
Stifel Financial
14
Stifel Financial
Missouri
$3.56M +$329K +15,295 +10%
ACM
15
Argentus Capital Management
Texas
$3.23M +$911K +42,314 +39%
Ameriprise
16
Ameriprise
Minnesota
$2.73M +$1.32M +61,306 +91%
SFG
17
SNS Financial Group
Minnesota
$2.37M +$354K +16,458 +17%
BTS
18
BB&T Securities
Virginia
$2.2M +$223K +10,366 New
SFWA
19
Summit Financial Wealth Advisors
Louisiana
$2.15M +$2.18M +101,045 New
SCA
20
Strategic Capital Alternatives
United States
$1.94M -$2.94M -136,525 -60%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.92M +$64.4K +2,991 +3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.92M +$831K +38,581 +75%
PHIMC
23
Private Harbour Investment Management & Counsel
Ohio
$1.82M +$197K +9,150 +12%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.73M +$1.75M +81,475 New
HFS
25
HL Financial Services
Kentucky
$1.57M +$53.5K +2,485 +3%

MDIV Hedge Fund Activity: Q4 2014 in Review

70 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q4 2014, worth a combined $224M — up 31% from $171M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new MDIV positions and 5 closed out — a net gain of 13 holders — while 40 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.65M. The largest seller was Strategic Capital Alternatives, cutting an estimated $2.94M.

  • 70 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q4 2014, up from 59 in Q3 2014.
  • Funds reported $224M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q4 2014, up 31% quarter-over-quarter.
  • 18 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q4 2014 and 5 closed out, a net change of +13 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q4 2014 was Wells Fargo, an estimated $8.65M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q4 2014 was Strategic Capital Alternatives, an estimated $2.94M sold.

Based on aggregated 13F filings for Q4 2014.