We are live on ! Find out more
MDIV icon

First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

97 hedge funds and large institutions have $140M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2021 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 27 increasing their positions, 38 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

4% more funds holding

Funds holding: 9397 (+4)

2.07% less ownership

Funds ownership: 32.47%30.4% (-2.1%)

9% less capital invested

Capital invested by funds: $153M → $140M (-$13.3M)

29% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 38

Holders
97
Holders Change
+4
Holders Change %
+4.3%
% of All Funds
1.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
27
Reduced
38
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAM
1
Flaharty Asset Management
Florida
$19.9M +$2.48M +149,885 +14%
LPL Financial
2
LPL Financial
California
$13.8M -$1.68M -101,651 -11%
Wells Fargo
3
Wells Fargo
California
$10.9M -$600K -36,225 -5%
Morgan Stanley
4
Morgan Stanley
New York
$9.36M -$195K -11,768 -2%
Bank of America
5
Bank of America
North Carolina
$7.78M -$37.1K -2,241 -0.5%
Ameriprise
6
Ameriprise
Minnesota
$6.46M +$477K +28,801 +8%
TNBTD
7
Trustmark National Bank Trust Department
Mississippi
$5.58M -$13.8M -830,665 -71%
Osaic Holdings
8
Osaic Holdings
Arizona
$5M -$64.5K -3,893 -1%
SG
9
StoneX Group
New York
$4.67M +$1.2M +72,629 +35%
UBS Group
10
UBS Group
Switzerland
$4.34M +$179K +10,784 +4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.99M -$1.25M -75,395 -24%
CIAS
12
Capital Investment Advisory Services
North Carolina
$3.9M -$52.6K -3,175 -1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$3.04M +$341K +20,616 +13%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.88M -$157K -9,479 -5%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.59M -$892K -53,832 -26%
HI
16
Harbour Investments
Wisconsin
$2.32M +$229K +13,843 +11%
HIS
17
Harvest Investment Services
Illinois
$2.26M +$199K +11,996 +10%
RJA
18
Raymond James & Associates
Florida
$2.25M -$205K -12,399 -8%
CI
19
CX Institutional
Indiana
$2.14M +$1.11M +67,068 +108%
AAS
20
Ameritas Advisory Services
Nebraska
$2.07M +$2.07M +124,839 New
CCA
21
Cottonwood Capital Advisors
Utah
$1.62M +$1.62M +97,504 New
DAS
22
Dynamic Advisor Solutions
Arizona
$1.47M -$98.4K -5,938 -6%
SPC
23
Sigma Planning Corp
Michigan
$1.42M +$50.3K +3,037 +4%
GWM
24
Geneos Wealth Management
Colorado
$1.34M -$9.21K -556 -0.7%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.22M +$247K +14,939 +25%

MDIV Hedge Fund Activity: Q4 2021 in Review

97 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q4 2021, worth a combined $140M — down 8.7% from $153M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new MDIV positions and 11 closed out — a net gain of 6 holders — while 27 added to existing stakes and 38 trimmed.

The largest buyer was Flaharty Asset Management, adding an estimated $2.48M. The largest seller was Trustmark National Bank Trust Department, cutting an estimated $13.8M.

  • 97 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q4 2021, up from 93 in Q3 2021.
  • Funds reported $140M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q4 2021, down 8.7% quarter-over-quarter.
  • 17 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q4 2021 and 11 closed out, a net change of +6 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q4 2021 was Flaharty Asset Management, an estimated $2.48M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q4 2021 was Trustmark National Bank Trust Department, an estimated $13.8M sold.

Based on aggregated 13F filings for Q4 2021.