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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

39 hedge funds and large institutions have $105M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 8

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0% more funds holding

Funds holding: 3939 (0)

8% less capital invested

Capital invested by funds: $114M → $105M (-$8.63M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $4K

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
20
Reduced
8
Closed
7
Calls
Puts
$4K
Net Calls
-$4K
Net Calls Change
-$4K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.9M +$655K +31,229 +2%
Wells Fargo
2
Wells Fargo
California
$16.9M -$1M -47,723 -5%
U
3
UBS
Switzerland
$13.5M -$633K -30,179 -4%
LPL Financial
4
LPL Financial
California
$11.8M -$806K -38,436 -6%
Bank of America
5
Bank of America
North Carolina
$10.8M -$3.04M -144,916 -22%
RJA
6
Raymond James & Associates
Florida
$2.75M -$351K -16,730 -11%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.24M +$62.3K +2,970 +3%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.16M +$1.17M +55,960 New
Ameriprise
9
Ameriprise
Minnesota
$1.08M +$124K +5,906 +13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.08M +$537K +25,611 +96%
SFG
11
SNS Financial Group
Minnesota
$1.01M +$1.03M +48,973 New
ICOA
12
Investment Centers of America
North Dakota
$1.01M +$1.02M +48,696 New
PHIMC
13
Private Harbour Investment Management & Counsel
Ohio
$985K +$115K +5,500 +13%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$897K +$79K +3,764 +9%
IH
15
IFC Holdings
Florida
$876K +$1.76K +84 +0.2%
NES
16
New England Securities
New York
$726K +$162K +7,708 +28%
CG
17
Colony Group
Massachusetts
$702K +$713K +34,000 New
Comerica Bank
18
Comerica Bank
Texas
$693K +$81.1K +3,865 +13%
VKH
19
Virtu KCG Holdings
New York
$693K +$704K +33,574 New
HFS
20
HL Financial Services
Kentucky
$586K +$157K +7,479 +36%
UR
21
USCA RIA
Texas
$562K -$217K -10,327 -28%
SI
22
SII Investments
Wisconsin
$445K +$42.3K +2,017 +10%
VFS
23
VSR Financial Services
Kansas
$435K +$115K +5,493 +35%
JP Morgan Chase
24
JP Morgan Chase
New York
$403K +$22.4K +1,066 +6%
AI
25
Atria Investments
North Carolina
$370K +$81.4K +3,882 +28%

MDIV Hedge Fund Activity: Q3 2013 in Review

39 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q3 2013, worth a combined $105M — down 7.6% from $114M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new MDIV positions and 7 closed out — a net gain of 1 holder — while 20 added to existing stakes and 8 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $1.17M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $3.4M sold.

  • 39 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $105M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q3 2013, down 7.6% quarter-over-quarter.
  • 8 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q3 2013 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q3 2013 was Janney Montgomery Scott, an estimated $1.17M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q3 2013 was Susquehanna International Group, an estimated $3.4M sold.

Based on aggregated 13F filings for Q3 2013.