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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

95 hedge funds and large institutions have $134M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 40 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

2% more funds holding

Funds holding: 9395 (+2)

0.06% less ownership

Funds ownership: 32.49%32.43% (-0.06%)

2% less capital invested

Capital invested by funds: $137M → $134M (-$3.02M)

33% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 40

50% less call options, than puts

Call options by funds: $8K | Put options by funds: $16K

Holders
95
Holders Change
+2
Holders Change %
+2.15%
% of All Funds
1.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
27
Reduced
40
Closed
10
Calls
$8K
Puts
$16K
Net Calls
-$8K
Net Calls Change
-$12K
Name Holding Trade Value Shares
Change
Change in
Stake
FAM
1
Flaharty Asset Management
Florida
$22.4M +$866K +58,320 +4%
Morgan Stanley
2
Morgan Stanley
New York
$16.7M -$823K -55,406 -5%
LPL Financial
3
LPL Financial
California
$11.7M -$2.83M -190,437 -19%
Ameriprise
4
Ameriprise
Minnesota
$7.44M -$28.4K -1,912 -0.4%
Bank of America
5
Bank of America
North Carolina
$6.49M -$55.1K -3,711 -0.8%
Wells Fargo
6
Wells Fargo
California
$5.12M -$58.4K -3,935 -1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$4.37M +$742K +49,945 +20%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.21M -$75.6K -5,094 -2%
HI
9
Harbour Investments
Wisconsin
$3.55M +$46.2K +3,112 +1%
CIAS
10
Capital Investment Advisory Services
North Carolina
$3.55M -$133K -8,970 -4%
Osaic Holdings
11
Osaic Holdings
Arizona
$3.25M -$481K -32,360 -13%
UBS Group
12
UBS Group
Switzerland
$3.21M -$227K -15,253 -6%
AAS
13
Ameritas Advisory Services
Nebraska
$2.88M +$49.5K +3,331 +2%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.57M +$53.7K +3,615 +2%
CAN
15
Cetera Advisor Networks
California
$2.51M +$107K +7,179 +4%
GM
16
GeoWealth Management
Illinois
$2.28M +$1.27M +85,332 +121%
KAS
17
Kestra Advisory Services
Texas
$1.8M +$80.5K +5,423 +5%
RJA
18
Raymond James & Associates
Florida
$1.79M -$14.6K -986 -0.8%
HIS
19
Harvest Investment Services
Illinois
$1.71M -$104 -7 -0%
TA
20
TrueWealth Advisors
Alabama
$1.63M +$16.8K +1,134 +1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.62M -$80.5K -5,420 -5%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$1.59M -$23.3K -1,571 -1%
CCA
23
Cottonwood Capital Advisors
Utah
$1.38M -$189K -12,736 -12%
ECA
24
Elevated Capital Advisors
Utah
$1.12M +$5.17K +348 +0.5%
SPC
25
Sigma Planning Corp
Michigan
$1M -$27K -1,817 -3%

MDIV Hedge Fund Activity: Q3 2023 in Review

95 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q3 2023, worth a combined $134M — down 2.2% from $137M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new MDIV positions and 10 closed out — a net gain of 2 holders — while 27 added to existing stakes and 40 trimmed.

The largest buyer was GeoWealth Management, adding an estimated $1.27M. The largest seller was LPL Financial, cutting an estimated $2.83M.

  • 95 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q3 2023, up from 93 in Q2 2023.
  • Funds reported $134M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q3 2023, down 2.2% quarter-over-quarter.
  • 12 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q3 2023 and 10 closed out, a net change of +2 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q3 2023 was GeoWealth Management, an estimated $1.27M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q3 2023 was LPL Financial, an estimated $2.83M sold.

Based on aggregated 13F filings for Q3 2023.