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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

87 hedge funds and large institutions have $157M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 17 increasing their positions, 42 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

5% more funds holding

Funds holding: 8387 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.48% less ownership

Funds ownership: 28.83%27.35% (-1.5%)

31% less capital invested

Capital invested by funds: $230M → $157M (-$72.3M)

60% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 42

Holders
87
Holders Change
+4
Holders Change %
+4.82%
% of All Funds
1.94%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
18
Increased
17
Reduced
42
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TNBTD
1
Trustmark National Bank Trust Department
Mississippi
$27.2M +$5.14M +288,338 +22%
Morgan Stanley
2
Morgan Stanley
New York
$18.9M -$4.69M -263,456 -19%
LPL Financial
3
LPL Financial
California
$14.6M -$945K -53,041 -6%
Wells Fargo
4
Wells Fargo
California
$14.5M -$1.98M -111,329 -11%
Bank of America
5
Bank of America
North Carolina
$8.24M -$2.26M -127,013 -21%
UBS Group
6
UBS Group
Switzerland
$7.56M +$695K +39,023 +10%
Ameriprise
7
Ameriprise
Minnesota
$6.91M -$312K -17,508 -4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$6.5M -$549K -30,811 -7%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.25M -$2.19M -122,793 -28%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$5.1M +$387K +21,702 +8%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.87M -$253K -14,198 -8%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.82M -$246K -13,817 -8%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$2.42M -$94.7K -5,315 -4%
HR
14
Hardy Reed
Mississippi
$2.19M +$2.32M +130,380 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.19M +$1.69M +95,005 +270%
RJA
16
Raymond James & Associates
Florida
$2.19M -$2.71M -152,133 -54%
CAN
17
Cetera Advisor Networks
California
$2.18M +$59.2K +3,325 +3%
HIS
18
Harvest Investment Services
Illinois
$2.15M +$2.13M +119,418 New
CCA
19
Clearwater Capital Advisors
Illinois
$2.02M -$918K -51,517 -30%
GWM
20
Geneos Wealth Management
Colorado
$1.48M +$52.7K +2,958 +3%
DAS
21
Dynamic Advisor Solutions
Arizona
$1.19M -$68.3K -3,833 -5%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$1.08M -$754K -42,302 -40%
BTS
23
BB&T Securities
Virginia
$1.04M -$24.9K -1,397 -2%
CWM
24
Cornerstone Wealth Management
Missouri
$903K -$11.6M -651,849 -92%
HFS
25
HL Financial Services
Kentucky
$844K -$96.2K -5,400 -10%

MDIV Hedge Fund Activity: Q4 2018 in Review

87 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q4 2018, worth a combined $157M — down 31% from $230M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new MDIV positions and 11 closed out — a net gain of 7 holders — while 17 added to existing stakes and 42 trimmed.

The largest buyer was Trustmark National Bank Trust Department, adding an estimated $5.14M. The largest seller was Cornerstone Wealth Management, cutting an estimated $11.6M.

  • 87 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q4 2018, up from 83 in Q3 2018.
  • Funds reported $157M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q4 2018, down 31% quarter-over-quarter.
  • 18 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q4 2018 and 11 closed out, a net change of +7 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q4 2018 was Trustmark National Bank Trust Department, an estimated $5.14M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $11.6M sold.

Based on aggregated 13F filings for Q4 2018.