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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

87 hedge funds and large institutions have $138M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2021 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 29 increasing their positions, 35 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

1% less capital invested

Capital invested by funds: $139M → $138M (-$854K)

0.68% less ownership

Funds ownership: 30.13%29.45% (-0.68%)

1% less funds holding

Funds holding: 8887 (-1)

17% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 35

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
87
Holders Change
-1
Holders Change %
-1.14%
% of All Funds
1.53%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
29
Reduced
35
Closed
9
Calls
$32K
Puts
Net Calls
+$32K
Net Calls Change
+$3K
Name Holding Trade Value Shares
Change
Change in
Stake
TNBTD
1
Trustmark National Bank Trust Department
Mississippi
$20.2M -$3.43M -219,319 -15%
FAM
2
Flaharty Asset Management
Florida
$13.9M +$2.32M +148,473 +21%
LPL Financial
3
LPL Financial
California
$13.5M +$883K +56,472 +7%
Morgan Stanley
4
Morgan Stanley
New York
$9.39M -$5.68M -363,245 -38%
Wells Fargo
5
Wells Fargo
California
$7.42M -$1.15M -73,640 -14%
Bank of America
6
Bank of America
North Carolina
$5.67M +$269K +17,208 +5%
Ameriprise
7
Ameriprise
Minnesota
$5.64M -$1.89M -121,097 -26%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.58M -$577K -36,884 -10%
Osaic Holdings
9
Osaic Holdings
Arizona
$5.22M -$99.6K -6,368 -2%
UBS Group
10
UBS Group
Switzerland
$4.44M -$1.1M -70,449 -20%
ECA
11
Elevated Capital Advisors
Utah
$3.79M -$1.91M -121,986 -35%
CIAS
12
Capital Investment Advisory Services
North Carolina
$3.77M +$463K +29,570 +14%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$3.23M +$211K +13,471 +7%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.98M +$922K +58,969 +47%
HR
15
Hardy Reed
Mississippi
$2.9M -$641K -40,963 -19%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.52M -$50.9K -3,252 -2%
RJA
17
Raymond James & Associates
Florida
$2.26M +$215K +13,736 +11%
HIS
18
Harvest Investment Services
Illinois
$2.13M -$146K -9,340 -7%
HI
19
Harbour Investments
Wisconsin
$1.54M +$1.49M +95,502 New
DAS
20
Dynamic Advisor Solutions
Arizona
$1.35M -$113K -7,250 -8%
FAIM
21
Financial Advocates Investment Management
Washington
$1.31M -$288K -18,402 -18%
GWM
22
Geneos Wealth Management
Colorado
$1.3M -$30.2K -1,930 -2%
SPC
23
Sigma Planning Corp
Michigan
$1.29M +$874K +55,886 +231%
CWM
24
Cornerstone Wealth Management
Missouri
$1.03M -$12.3K -789 -1%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$910K +$381K +24,335 +76%

MDIV Hedge Fund Activity: Q1 2021 in Review

87 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q1 2021, worth a combined $138M — down 0.62% from $139M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new MDIV positions and 9 closed out — a net gain of 1 holder — while 29 added to existing stakes and 35 trimmed.

The largest buyer was Flaharty Asset Management, adding an estimated $2.32M. The largest seller was Morgan Stanley, cutting an estimated $5.68M.

  • 87 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q1 2021, down from 88 in Q4 2020.
  • Funds reported $138M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q1 2021, down 0.62% quarter-over-quarter.
  • 10 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q1 2021 and 9 closed out, a net change of +1 holder.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q1 2021 was Flaharty Asset Management, an estimated $2.32M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q1 2021 was Morgan Stanley, an estimated $5.68M sold.

Based on aggregated 13F filings for Q1 2021.