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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

76 hedge funds and large institutions have $192M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 25 increasing their positions, 39 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less capital invested

Capital invested by funds: $205M → $192M (-$12.6M)

6% less funds holding

Funds holding: 8176 (-5)

36% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 39

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
76
Holders Change
-5
Holders Change %
-6.17%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
25
Reduced
39
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$30.6M -$3.48M -197,156 -11%
LPL Financial
2
LPL Financial
California
$30.5M -$2.1M -119,111 -7%
Bank of America
3
Bank of America
North Carolina
$16.8M +$883K +50,053 +6%
TNBTD
4
Trustmark National Bank Trust Department
Mississippi
$16.2M -$38.7K -2,194 -0.2%
Wells Fargo
5
Wells Fargo
California
$13.8M -$2.15M -121,791 -14%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$12.9M -$168K -9,506 -1%
UBS Group
7
UBS Group
Switzerland
$12M -$481K -27,250 -4%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$4.24M -$23.8K -1,349 -0.6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.06M -$41.8K -2,370 -1%
Ameriprise
10
Ameriprise
Minnesota
$3.52M +$220K +12,446 +7%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.43M +$279K +15,826 +9%
SFWA
12
Summit Financial Wealth Advisors
Louisiana
$3.34M -$303K -17,185 -9%
AIG
13
American International Group
New York
$2.75M -$542K -30,716 -17%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$2.71M +$665K +37,697 +35%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$2.27M +$548K +31,089 +34%
RJA
16
Raymond James & Associates
Florida
$2.21M -$306K -17,353 -13%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$2.06M +$93.2K +5,283 +5%
GWM
18
Geneos Wealth Management
Colorado
$2.02M +$1.94M +109,758 New
HFS
19
HL Financial Services
Kentucky
$1.87M -$64.2K -3,642 -3%
MFS
20
MSI Financial Services
Massachusetts
$1.59M -$58.9K -3,342 -4%
IH
21
IFC Holdings
Florida
$1.44M +$2.84K +161 +0.2%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.28M -$317K -17,984 -21%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.16M +$513K +29,091 +88%
ICOA
24
Investment Centers of America
North Dakota
$1.09M +$478K +27,109 +86%
FAAS
25
First Allied Advisory Services
California
$1.02M -$147K -8,310 -13%

MDIV Hedge Fund Activity: Q1 2016 in Review

76 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q1 2016, worth a combined $192M — down 6.2% from $205M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of MDIV and 6 opened new positions — a net loss of 4 holders — while 39 trimmed existing stakes and 25 added.

The largest buyer was Bank of America, adding an estimated $883K. The largest seller was Morgan Stanley, cutting an estimated $3.48M.

  • 76 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q1 2016, down from 81 in Q4 2015.
  • Funds reported $192M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q1 2016, down 6.2% quarter-over-quarter.
  • 6 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q1 2016 and 10 closed out, a net change of -4 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q1 2016 was Bank of America, an estimated $883K added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q1 2016 was Morgan Stanley, an estimated $3.48M sold.

Based on aggregated 13F filings for Q1 2016.