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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

84 hedge funds and large institutions have $136M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 35 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.44% less ownership

Funds ownership: 31.47%31.03% (-0.44%)

9% less capital invested

Capital invested by funds: $149M → $136M (-$12.8M)

11% less funds holding

Funds holding: 9484 (-10)

34% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 35

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

59% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 17

Holders
84
Holders Change
-10
Holders Change %
-10.64%
% of All Funds
1.69%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
7
Increased
23
Reduced
35
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TNBTD
1
Trustmark National Bank Trust Department
Mississippi
$22.8M -$2.63M -189,041 -10%
Morgan Stanley
2
Morgan Stanley
New York
$14.8M -$1.29M -92,614 -8%
LPL Financial
3
LPL Financial
California
$12.6M -$1.44M -103,803 -10%
FAM
4
Flaharty Asset Management
Florida
$8.45M +$4.17M +300,182 +92%
Wells Fargo
5
Wells Fargo
California
$7.68M -$174K -12,519 -2%
Ameriprise
6
Ameriprise
Minnesota
$6.44M -$1.36M -97,684 -17%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.35M +$247K +17,727 +5%
ECA
8
Elevated Capital Advisors
Utah
$5.34M -$77.6K -5,583 -1%
Osaic Holdings
9
Osaic Holdings
Arizona
$5.25M +$838K +60,287 +18%
UBS Group
10
UBS Group
Switzerland
$5.01M -$187K -13,451 -3%
Bank of America
11
Bank of America
North Carolina
$4.6M +$80.4K +5,780 +2%
RJA
12
Raymond James & Associates
Florida
$3.33M -$62K -4,459 -2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.78M -$128K -9,222 -4%
HR
14
Hardy Reed
Mississippi
$2.75M
CIAS
15
Capital Investment Advisory Services
North Carolina
$2.59M +$194K +13,960 +8%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.57M -$222K -15,977 -8%
HIS
17
Harvest Investment Services
Illinois
$2.16M -$170K -12,244 -7%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.96M -$26.6K -1,916 -1%
FAIM
19
Financial Advocates Investment Management
Washington
$1.38M +$1.43M +102,812 New
DAS
20
Dynamic Advisor Solutions
Arizona
$1.27M +$64.8K +4,658 +5%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.08M -$446K -32,037 -29%
BFA
22
Beacon Financial Advisory
Ohio
$1.04M -$115K -8,249 -10%
CWM
23
Cornerstone Wealth Management
Missouri
$984K -$133K -9,588 -12%
GWM
24
Geneos Wealth Management
Colorado
$848K -$3.37K -242 -0.4%
Truist Financial
25
Truist Financial
North Carolina
$832K -$202K -14,528 -19%

MDIV Hedge Fund Activity: Q3 2020 in Review

84 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q3 2020, worth a combined $136M — down 8.6% from $149M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of MDIV and 7 opened new positions — a net loss of 10 holders — while 35 trimmed existing stakes and 23 added.

The largest buyer was Flaharty Asset Management, adding an estimated $4.17M. The largest seller was SSI Investment Management, cutting an estimated $2.84M.

  • 84 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q3 2020, down from 94 in Q2 2020.
  • Funds reported $136M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q3 2020, down 8.6% quarter-over-quarter.
  • 7 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q3 2020 and 17 closed out, a net change of -10 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q3 2020 was Flaharty Asset Management, an estimated $4.17M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q3 2020 was SSI Investment Management, an estimated $2.84M sold.

Based on aggregated 13F filings for Q3 2020.