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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

93 hedge funds and large institutions have $255M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 39 increasing their positions, 28 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

39% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 28

14% more capital invested

Capital invested by funds: $224M → $255M (+$30.8M)

11% more funds holding

Funds holding: 8493 (+9)

3.83% more ownership

Funds ownership: 33.06%36.89% (+3.8%)

Holders
93
Holders Change
+9
Holders Change %
+10.71%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
13
Increased
39
Reduced
28
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TNBTD
1
Trustmark National Bank Trust Department
Mississippi
$41.2M +$5.53M +300,829 +16%
RJA
2
Raymond James & Associates
Florida
$26.7M +$12.8M +693,440 +92%
Morgan Stanley
3
Morgan Stanley
New York
$20.9M +$45.7K +2,484 +0.2%
LPL Financial
4
LPL Financial
California
$19.7M +$255K +13,851 +1%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$19.5M +$10.9M +593,793 +127%
Wells Fargo
6
Wells Fargo
California
$16.1M +$396K +21,543 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$13.2M +$3.01M +163,453 +30%
Bank of America
8
Bank of America
North Carolina
$9.58M -$73.9K -4,017 -0.8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$8.39M +$229K +12,443 +3%
Ameriprise
10
Ameriprise
Minnesota
$7.62M -$8.99M -488,765 -54%
UBS Group
11
UBS Group
Switzerland
$7.1M +$319K +17,319 +5%
SAM
12
Stringer Asset Management
Tennessee
$6.2M +$3.03M +164,450 +96%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$5.61M +$8.24K +448 +0.1%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$5.16M +$1.78M +96,655 +53%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$4.22M +$40.4K +2,198 +1%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$3.45M -$282K -15,351 -8%
HR
17
Hardy Reed
Mississippi
$3.14M +$144K +7,823 +5%
CAN
18
Cetera Advisor Networks
California
$3.12M +$477K +25,900 +18%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$2.92M +$2.61K +142 +0.1%
HIS
20
Harvest Investment Services
Illinois
$2.39M +$139K +7,548 +6%
CIAS
21
Capital Investment Advisory Services
North Carolina
$1.89M +$184K +9,975 +11%
DAS
22
Dynamic Advisor Solutions
Arizona
$1.58M +$144K +7,849 +10%
GWM
23
Geneos Wealth Management
Colorado
$1.56M -$41.2K -2,240 -3%
BTS
24
BB&T Securities
Virginia
$1.47M +$319K +17,312 +28%
IA
25
IFP Advisors
Florida
$1.32M +$1.31M +71,425 New

MDIV Hedge Fund Activity: Q3 2019 in Review

93 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q3 2019, worth a combined $255M — up 14% from $224M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new MDIV positions and 4 closed out — a net gain of 9 holders — while 39 added to existing stakes and 28 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $12.8M. The largest seller was Ameriprise, cutting an estimated $8.99M.

  • 93 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q3 2019, up from 84 in Q2 2019.
  • Funds reported $255M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q3 2019, up 14% quarter-over-quarter.
  • 13 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q3 2019 and 4 closed out, a net change of +9 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q3 2019 was Raymond James & Associates, an estimated $12.8M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q3 2019 was Ameriprise, an estimated $8.99M sold.

Based on aggregated 13F filings for Q3 2019.