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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

89 hedge funds and large institutions have $236M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2016 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 40 increasing their positions, 24 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

467% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 3

67% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 24

14% more funds holding

Funds holding: 7889 (+11)

10% more capital invested

Capital invested by funds: $215M → $236M (+$20.7M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
89
Holders Change
+11
Holders Change %
+14.1%
% of All Funds
2.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
17
Increased
40
Reduced
24
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.7M +$9.78M +503,203 +31%
TNBTD
2
Trustmark National Bank Trust Department
Mississippi
$19M +$1.06M +54,623 +6%
Wells Fargo
3
Wells Fargo
California
$18.4M +$1.82M +93,384 +11%
Bank of America
4
Bank of America
North Carolina
$16.9M +$197K +10,133 +1%
LPL Financial
5
LPL Financial
California
$16.6M -$135K -6,946 -0.8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$14.9M +$942K +48,456 +7%
UBS Group
7
UBS Group
Switzerland
$14.3M +$1.36M +69,902 +10%
SWP
8
Stratos Wealth Partners
Ohio
$14.3M +$1.48M +76,348 +11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.9M +$2.51M +129,024 +38%
Ameriprise
10
Ameriprise
Minnesota
$5.83M +$890K +45,790 +18%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.38M -$116K -5,946 -3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$4.01M +$407K +20,930 +11%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$3.96M +$4.07M +209,609 New
Baird Financial Group
14
Baird Financial Group
Wisconsin
$3.67M +$323K +16,635 +9%
AG
15
Advisor Group
Arizona
$3.5M +$527K +27,095 +17%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$3.42M +$536K +27,565 +18%
CCA
17
Clearwater Capital Advisors
Illinois
$2.66M +$198K +10,174 +8%
RJA
18
Raymond James & Associates
Florida
$2.55M +$268K +13,780 +11%
MFS
19
MSI Financial Services
Massachusetts
$2.53M +$301K +15,472 +13%
SFWA
20
Summit Financial Wealth Advisors
Louisiana
$2.06M -$1.37M -70,265 -39%
GWM
21
Geneos Wealth Management
Colorado
$2.02M -$19.5K -1,003 -0.9%
HFS
22
HL Financial Services
Kentucky
$1.72M -$240K -12,370 -12%
CAN
23
Cetera Advisor Networks
California
$1.55M +$494K +25,424 +45%
IA
24
IFP Advisors
Florida
$1.5M -$1.12M -57,550 -42%
BTS
25
BB&T Securities
Virginia
$1.49M +$47.5K +2,443 +3%

MDIV Hedge Fund Activity: Q3 2016 in Review

89 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q3 2016, worth a combined $236M — up 9.6% from $215M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new MDIV positions and 3 closed out — a net gain of 14 holders — while 40 added to existing stakes and 24 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.78M. The largest seller was SII Investments, cutting an estimated $1.65M.

  • 89 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q3 2016, up from 78 in Q2 2016.
  • Funds reported $236M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q3 2016, up 9.6% quarter-over-quarter.
  • 17 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q3 2016 and 3 closed out, a net change of +14 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q3 2016 was Morgan Stanley, an estimated $9.78M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q3 2016 was SII Investments, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2016.