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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

100 hedge funds and large institutions have $140M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 42 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 27

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

2% more funds holding

Funds holding: 98100 (+2)

3.81% less ownership

Funds ownership: 36.83%33.02% (-3.8%)

14% less capital invested

Capital invested by funds: $162M → $140M (-$22.4M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
100
Holders Change
+2
Holders Change %
+2.04%
% of All Funds
1.59%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
42
Reduced
27
Closed
9
Calls
$17K
Puts
Net Calls
+$17K
Net Calls Change
-$11K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.2M +$1.3M +84,759 +6%
FAM
2
Flaharty Asset Management
Florida
$21.2M +$330K +21,535 +2%
LPL Financial
3
LPL Financial
California
$14.9M +$2.58M +168,056 +20%
Ameriprise
4
Ameriprise
Minnesota
$7.12M -$17M -1,106,795 -69%
Wells Fargo
5
Wells Fargo
California
$6.1M -$1.63M -106,549 -20%
Bank of America
6
Bank of America
North Carolina
$5.24M -$379K -24,711 -6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.63M -$189K -12,318 -4%
Osaic Holdings
8
Osaic Holdings
Arizona
$4.18M -$722K -47,130 -14%
RJA
9
Raymond James & Associates
Florida
$3.92M -$585K -38,159 -12%
UBS Group
10
UBS Group
Switzerland
$3.8M +$176K +11,465 +5%
CIAS
11
Capital Investment Advisory Services
North Carolina
$3.67M +$119K +7,769 +3%
HI
12
Harbour Investments
Wisconsin
$3.61M +$514K +33,548 +16%
AAS
13
Ameritas Advisory Services
Nebraska
$2.61M -$210K -13,685 -7%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.34M +$119K +7,765 +5%
CAN
15
Cetera Advisor Networks
California
$2.05M +$515K +33,609 +32%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.95M +$155K +10,134 +8%
HIS
17
Harvest Investment Services
Illinois
$1.79M -$13.7K -894 -0.7%
KAS
18
Kestra Advisory Services
Texas
$1.7M +$896K +58,476 +101%
CCA
19
Cottonwood Capital Advisors
Utah
$1.63M -$10.3K -675 -0.6%
TA
20
TrueWealth Advisors
Alabama
$1.4M +$321K +20,975 +28%
ECA
21
Elevated Capital Advisors
Utah
$1.37M +$29.6K +1,934 +2%
SPC
22
Sigma Planning Corp
Michigan
$1.37M +$135K +8,796 +10%
SOS
23
Silver Oak Securities
Tennessee
$1.33M +$1.39M +90,915 New
AWS
24
Atria Wealth Solutions
New York
$1.08M +$300K +19,546 +36%
DAS
25
Dynamic Advisor Solutions
Arizona
$1.05M -$108K -7,066 -9%

MDIV Hedge Fund Activity: Q1 2023 in Review

100 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q1 2023, worth a combined $140M — down 14% from $162M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new MDIV positions and 9 closed out — a net gain of 4 holders — while 42 added to existing stakes and 27 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.58M. The largest seller was Ameriprise, cutting an estimated $17M.

  • 100 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q1 2023, up from 98 in Q4 2022.
  • Funds reported $140M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q1 2023, down 14% quarter-over-quarter.
  • 13 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q1 2023 and 9 closed out, a net change of +4 holders.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q1 2023 was LPL Financial, an estimated $2.58M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q1 2023 was Ameriprise, an estimated $17M sold.

Based on aggregated 13F filings for Q1 2023.