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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

42 hedge funds and large institutions have $119M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 24 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

118% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 11

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

9% more capital invested

Capital invested by funds: $109M → $119M (+$9.83M)

2% more funds holding

Funds holding: 4142 (+1)

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
24
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.8M +$2.58M +122,398 +8%
U
2
UBS
Switzerland
$19M +$916K +43,525 +5%
Wells Fargo
3
Wells Fargo
California
$16.7M +$644K +30,596 +4%
LPL Financial
4
LPL Financial
California
$15.9M +$1.33M +63,148 +9%
Bank of America
5
Bank of America
North Carolina
$7.94M -$1.65M -78,246 -17%
RJA
6
Raymond James & Associates
Florida
$2.86M -$504K -23,943 -15%
Stifel Financial
7
Stifel Financial
Missouri
$2.06M +$2.02M +95,964 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.76M -$459K -21,791 -21%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.69M +$13.1K +622 +0.8%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.56M +$345K +16,392 +29%
AIG
11
American International Group
New York
$1.28M +$241K +11,451 +24%
SFG
12
SNS Financial Group
Minnesota
$1.26M +$112K +5,317 +10%
PHIMC
13
Private Harbour Investment Management & Counsel
Ohio
$1.06M +$46.3K +2,200 +5%
Ameriprise
14
Ameriprise
Minnesota
$1.01M +$78.5K +3,732 +9%
ICOA
15
Investment Centers of America
North Dakota
$1.01M +$53.6K +2,545 +6%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$933K +$65.4K +3,107 +8%
IH
17
IFC Holdings
Florida
$899K -$140K -6,660 -14%
HFS
18
HL Financial Services
Kentucky
$808K +$185K +8,811 +30%
UR
19
USCA RIA
Texas
$620K +$43K +2,045 +8%
VFS
20
VSR Financial Services
Kansas
$617K -$9.15K -435 -1%
CG
21
Colony Group
Massachusetts
$587K -$59K -2,805 -9%
NES
22
New England Securities
New York
$534K -$151K -7,170 -22%
FAAS
23
First Allied Advisory Services
California
$523K +$160K +7,614 +45%
TNBTD
24
Trustmark National Bank Trust Department
Mississippi
$521K +$198K +9,400 +63%
JP Morgan Chase
25
JP Morgan Chase
New York
$518K +$114K +5,431 +29%

MDIV Hedge Fund Activity: Q1 2014 in Review

42 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q1 2014, worth a combined $119M — up 9% from $109M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new MDIV positions and 2 closed out — a net gain of 1 holder — while 24 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.58M. The largest seller was Bank of America, cutting an estimated $1.65M.

  • 42 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q1 2014, up from 41 in Q4 2013.
  • Funds reported $119M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q1 2014, up 9% quarter-over-quarter.
  • 3 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q1 2014 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q1 2014 was Morgan Stanley, an estimated $2.58M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q1 2014 was Bank of America, an estimated $1.65M sold.

Based on aggregated 13F filings for Q1 2014.