UBS’s First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund MDIV Stock Holding History

UBS’s Portfolio MDIV Stock Details MDIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$21.6M	Buy	1,003,041 +111,707	+13%	+$2.46M	0.02%	912
2014 Q2	$19.9M	Buy	891,334 +4,449	+0.5%	+$97.3K	0.02%	888
2014 Q1	$19M	Buy	886,885 +43,525	+5%	+$916K	0.02%	825
2013 Q4	$17.6M	Buy	843,360 +192,317	+30%	+$4.01M	0.02%	890
2013 Q3	$13.5M	Sell	651,043 -30,179	-4%	-$633K	0.01%	919
2013 Q2	$14.4M	Buy	+681,222	New	+$14.9M	0.02%	825

Other funds holding MDIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCA

Strategic Capital Alternatives Gig Harbor, United States $6.3M AUM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

UBS's MDIV Position: Q3 2014 in Review

UBS increased its First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) stake by 13% in Q3 2014, buying an estimated $2.46M and bringing the position to 1,003,041 shares worth $21.6M. The position accounts for 0.02% of the portfolio, ranked #912.

UBS first reported a position in MDIV in Q2 2013 and has held it in 6 quarters since. 59 funds tracked by Wall St. Rank hold MDIV as of Q3 2014.

UBS held 1,003,041 shares of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund worth $21.6M as of Q3 2014.
UBS bought 111,707 First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund shares in Q3 2014, an estimated $2.46M.
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund made up 0.02% of UBS's portfolio in Q3 2014, its #912 holding.
UBS first reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in Q2 2013 and has held it in 6 quarters since.
59 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.