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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEP
1126
DELISTED
Spectra Engy Parters Lp
SEP
– –
-600
Closed -$34K
DNO
1127
DELISTED
United States Short Oil Fund
DNO
– –
-700
Closed -$38K
HDNG
1128
DELISTED
Hardinge Inc
HDNG
$0 ﹤0.01%
50
– –
JO
1129
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
– –
-400
Closed -$12K
BWLD
1130
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-40
Closed -$7K
TIME
1131
DELISTED
Time Inc.
TIME
– –
-16
Closed –
AGU
1132
DELISTED
Agrium
AGU
– –
-6
Closed –
GURI
1133
DELISTED
Global X Guru International Index ETF
GURI
– –
-475
Closed -$6K
MACK
1134
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-330
Closed -$29K
IPN
1135
DELISTED
SPDR S&P International Industrial Sector
IPN
– –
-90
Closed -$2K
IPD
1136
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
– –
-70
Closed -$2K
BHI
1137
DELISTED
Baker Hughes
BHI
– –
-14
Closed –
PWE
1138
DELISTED
Penn West Energy Petroleum Ltd
PWE
$0 ﹤0.01%
328
– –
CST
1139
DELISTED
CST Brands, Inc.
CST
– –
-13
Closed –
HAR
1140
DELISTED
Harman International Industries
HAR
– –
-100
Closed -$10K
SE
1141
DELISTED
Spectra Energy Corp Wi
SE
– –
-100
Closed -$3K
ARIA
1142
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-500
Closed -$3K
LOCK
1143
DELISTED
LifeLock, Inc.
LOCK
– –
-2,800
Closed -$51K
NVX
1144
DELISTED
Nuveen Calif Div Muni
NVX
– –
-435
Closed -$6K
GM.WS.A
1145
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$0 ﹤0.01%
6
– –
SSE
1146
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
137
– –
SNDK
1147
DELISTED
SANDISK CORP
SNDK
– –
-1,900
Closed -$186K
RBY
1148
DELISTED
RUBICON MENERALS CORP (F)
RBY
$0 ﹤0.01%
250
– –
CYT
1149
DELISTED
CYTEC INDS INC
CYT
– –
-100
Closed -$4K
HCC
1150
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
– –
-151
Closed -$8K
44 45
46
47 48

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.