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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDAY icon
1101
Workday
WDAY
$39B
– –
-1,500
Closed -$123K
WDC icon
1102
Western Digital
WDC
$184B
– –
-529
Closed -$38K
WPRT
1103
Westport Fuel Systems
WPRT
$32.7M
$0 ﹤0.01%
25
– –
XOP icon
1104
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
$0 ﹤0.01%
5
– –
SMC
1105
Summit Midstream
SMC
$421M
– –
-40
Closed -$30K
JOYY
1106
JOYY Inc
JOYY
$3.68B
– –
-1,000
Closed -$74K
EQC
1107
DELISTED
Equity Commonwealth
EQC
– –
-54
Closed -$1K
ERF
1108
DELISTED
Enerplus Corporation
ERF
– –
-400
Closed -$7K
AAIC
1109
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-500
Closed -$12K
SCU
1110
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-71
Closed -$7K
HYLD
1111
DELISTED
High Yield ETF
HYLD
– –
-12,135
Closed -$608K
TA
1112
DELISTED
TravelCenters of America LLC
TA
– –
0
– –
ATCO
1113
DELISTED
Atlas Corp.
ATCO
– –
-100
Closed -$2K
RSX
1114
DELISTED
VanEck Russia ETF
RSX
– –
-5,600
Closed -$125K
RBCN
1115
DELISTED
Rubicon Technology, Inc.
RBCN
$0 ﹤0.01%
4
– –
DRE
1116
DELISTED
Duke Realty Corp.
DRE
– –
-41
Closed –
KRA
1117
DELISTED
Kraton Corporation
KRA
$0 ﹤0.01%
31
– –
NUAN
1118
DELISTED
Nuance Communications, Inc.
NUAN
– –
-924
Closed -$12K
GSS
1119
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
200
– –
TGP
1120
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-300
Closed -$5K
HCAP
1121
DELISTED
Harvest Capital Credit Corporation
HCAP
– –
-2,000
Closed -$26K
FHK
1122
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
– –
-486
Closed -$18K
PSV
1123
DELISTED
Hermitage Offshore Services Ltd.
PSV
– –
-50
Closed -$8K
WUBA
1124
DELISTED
58.com Inc
WUBA
– –
-100
Closed -$3K
S
1125
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
78
– –
43 44
45
46 47

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.