B. Riley Wealth Management’s High Yield ETF HYLD Stock Holding History

B. Riley Wealth Management’s Portfolio HYLD Stock Details HYLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-7,603	Closed	-$308K	–	807
2015 Q2	$308K	Sell	7,603 -1,125	-13%	-$46.7K	0.24%	120
2015 Q1	$361K	Buy	+8,728	New	+$363K	0.27%	105
2014 Q4	–	Sell	-12,135	Closed	-$608K	–	1113
2014 Q3	$608K	Buy	12,135 +7,283	+150%	+$380K	0.45%	48
2014 Q2	$258K	Buy	4,852 +4,002	+471%	+$212K	0.17%	165
2014 Q1	$45K	Buy	+850	New	+$44.5K	0.03%	462

Other funds holding HYLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WGCA

Wolf Group Capital Advisors Fairfax, Virginia $298M AUM 8.97% 1-Year Est. Return

HIM

Hillsdale Investment Management Toronto, Ontario, Canada $3.68B AUM 62.12% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

B. Riley Wealth Management's HYLD Position: Q3 2015 in Review

B. Riley Wealth Management sold out of High Yield ETF (HYLD) in Q3 2015, closing a stake of 7,603 shares — an estimated $308K sold.

B. Riley Wealth Management first reported a position in HYLD in Q1 2014 and held it in 5 quarters. The position peaked at $608K in Q3 2014. 50 funds tracked by Wall St. Rank hold HYLD as of Q3 2015.

B. Riley Wealth Management reported no remaining High Yield ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 7,603 High Yield ETF shares in Q3 2015, an estimated $308K.
B. Riley Wealth Management first reported a position in High Yield ETF in Q1 2014 and held it in 5 quarters.
B. Riley Wealth Management's High Yield ETF position peaked at $608K in Q3 2014.
50 funds tracked by Wall St. Rank held High Yield ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.