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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOF icon
1051
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
– –
-2,016
Closed -$26K
FTC icon
1052
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
– –
-1,753
Closed -$81K
FXR icon
1053
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
– –
-11,389
Closed -$345K
GAIN icon
1054
Gladstone Investment Corp
GAIN
$643M
– –
-1,776
Closed -$12K
GFI icon
1055
Gold Fields
GFI
$29B
$0 ﹤0.01%
200
– –
GSAT icon
1056
Globalstar
GSAT
$10.7B
$0 ﹤0.01%
2
– –
HNW
1057
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-2,942
Closed -$52K
HSIC icon
1058
Henry Schein
HSIC
$9.77B
– –
-186
Closed -$9K
IBND icon
1059
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
– –
-80
Closed -$2K
IGR
1060
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-3,000
Closed -$26K
IP icon
1061
International Paper
IP
$21.6B
– –
-634
Closed -$32K
IT icon
1062
Gartner
IT
$10.1B
– –
-500
Closed -$42K
ITT icon
1063
ITT
ITT
$17.5B
– –
-150
Closed -$6K
IVE icon
1064
iShares S&P 500 Value ETF
IVE
$49B
– –
-2,325
Closed -$218K
IWV icon
1065
iShares Russell 3000 ETF
IWV
$19.6B
– –
-78
Closed -$9K
KWEB icon
1066
KraneShares CSI China Internet ETF
KWEB
$5.64B
– –
-300
Closed -$9K
LE icon
1067
Lands' End
LE
$370M
$0 ﹤0.01%
22
– –
LEN icon
1068
Lennar Class A
LEN
$19.8B
– –
-2,101
Closed -$89K
LH icon
1069
Labcorp
LH
$25B
– –
-84
Closed -$7K
MATX icon
1070
Matsons
MATX
$6.13B
– –
-43
Closed -$1K
MHK icon
1071
Mohawk Industries
MHK
$7.5B
– –
-45
Closed -$6K
MS icon
1072
Morgan Stanley
MS
$331B
– –
-3,000
Closed -$116K
MVIS icon
1073
Microvision
MVIS
$6.21M
$0 ﹤0.01%
35
– –
NAT icon
1074
Nordic American Tanker
NAT
$1.38B
– –
-1,814
Closed -$18K
NEM icon
1075
Newmont
NEM
$98.7B
$0 ﹤0.01%
43
– –
41 42
43
44 45

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.